DFX Intelligence

R••••• K•• C••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

R••••• K•• C••

Advisor at L•• F•••••••• L••

ATHENS, OH

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Search this name across graphsid dfx:ria:1c4b5b79-6186-4397-0b21-ebd7fcf2a594

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 29, 2023	n/a	yes	ATHENS, OH	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Oct 9, 2018	Aug 28, 2023	no	Athens, OH\|ATHENS, OH\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	Aug 28, 2023	Aug 29, 2023	1	Firm change	Ibd to ibd
T••••••• I••••••••• M••••••••• I•••	C••• F•••••••• S•••••••• L•••	Oct 9, 2018	Oct 9, 2018

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 29, 2023 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Oct 9, 2018 to Aug 28, 2023factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2009 to Oct 9, 2018factForm ADV
→ T•• I••••••••• A•••••• A••••••• L••

Dated events

Occurred
Aug 28, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c4b5b79-6186-4397-0b21-ebd7fcf2a594
First observed: Mar 4, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.