T•• I••••••••• A•••••• A••••••• L••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$184M••• Locked

Discretionary RAUM

$184M

Private client RAUM

$0derived••• Locked

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

• Occurred

  Jul 6, 2021
  Control person left

  Gerard Jeffrey Callahan (Assistant Secretary) no longer on Schedule A of T•• I••••••••• A•••••• A••••••• L•• (listed 2021-06-30, absent 2021-07-06)

  Form ADVobserved 7 days ago
• Occurred

  Mar 31, 2021
  Control person left

  William Robert Keeler (Ceo/Coo/Cco) no longer on Schedule A of T•• I••••••••• A•••••• A••••••• L•• (listed 2020-12-08, absent 2021-03-31)

  Form ADVobserved 7 days ago
• Occurred

  Mar 31, 2021
  Control person joined

  Kevork Kevin Babikian (Vice President And Secretary) appeared on Schedule A of T•• I••••••••• A•••••• A••••••• L••

  Form ADV

Graph

RIA / Wealth Management

Canonical id

dfx:ria:123087fc-2490-4873-70ec-5a46ba503319

First observed

May 15, 2017

Last observed

Jul 6, 2021 63 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.