DFX Intelligence

S•••••• K••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S•••••• K••• T•••••

Advisor at M••••••

Orlando, FL

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Search this name across graphsid dfx:ria:1c542ad1-747a-dc25-8356-8d731a993e3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Oct 7, 2021	n/a	yes	Orlando, FL	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Aug 21, 2015	Oct 1, 2021	no	Orlando, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	M••••••	Oct 1, 2021	Oct 7, 2021	6	Firm change	Ibd to ibd
N•• A•••••• S•••••••• L••	C••••••••• F•••••••• N••••••	Aug 21, 2015	Aug 21, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
42046:8032:FL:2015-08-21	Aug 21, 2015	Aug 21, 2015	ORLANDO, FL	Firm change

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Oct 7, 2021 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 21, 2015 to Oct 1, 2021factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 5, 2008 to Aug 21, 2015factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c542ad1-747a-dc25-8356-8d731a993e3e
First observed: Sep 17, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.