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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

UBS ASSET MANAGERS OF PUERTO RICO

UBS TRUST COMPANY OF PUERTO RICO, CRD 313696

SAN JUAN, PR

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Search this name across graphsid dfx:ria:1c54e4df-3bbc-e981-b4f0-d7c89e0dee45

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 3
On other graphs: 0
Observed: Mar 18, 2021 to Mar 30, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 19
SEC number: 801-120846
CRD: 313696
Filings on the tape: 10
First filed: Mar 18, 2021
Latest filed: Mar 30, 2026
Organised: Other (specify), PR
Website: ubs.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALLESTER, CLAUDIO, DOMINGO	MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR	Na	yes	02/2000	Mar 18, 2021	Jul 2, 2024
CASELLAS, MICHELLE, MARIA	MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR	Na	yes	11/2014	Mar 18, 2021	Jul 2, 2024
COLON, LUZ, NEREIDA	CHIEF COMPLIANCE OFFICER, EXECUTIVE DIRECTOR	Na	yes	12/2013	Mar 18, 2021	Jul 2, 2024
GONZALEZ, JAVIER	MEMBER OF THE BOARD OF DIRECTORS	Na	yes	11/2014	Mar 18, 2021	Jul 2, 2024
GRAU BRULL, JOSE, HUMBERTO	MEMBER OF THE BOARD OF DIRECTOR, CHIEF FINANCIAL OFFICER, EXECUTIVE DIRECTOR	Na	yes	01/2014	Mar 18, 2021	Jul 2, 2024
HIGHLEY, LESLIE, CHARLES	MANAGING DIRECTOR UBS ASSET MANAGERS OF PR, MEMBER OF THE BOARD	Na	yes	01/2001	Mar 18, 2021	Jul 2, 2024
MANZ, ALEXANDRE, CYRIL	PRESIDENT OF UBS TRUST COMPANY OF PUERTO RICO	Na	yes	10/2023	Apr 1, 2024	Jul 2, 2024
PAINWEBBER INERNATIONAL INC.	Owner	E	yes	03/1997	Mar 18, 2021	Jul 2, 2024
UBINAS TAYLOR, CARLOS, VERNER	MANAGING DIRECTOR, CHAIRMAN OF THE BOARD	Na	yes	08/2014	Mar 18, 2021	Jul 2, 2024
UBS AG	Shareholder	E	yes	11/2001	Mar 18, 2021	Jul 2, 2024
UBS AMERICAS HOLDING LLC	Shareholder	E	yes	08/2015	Mar 18, 2021	Jul 2, 2024
UBS AMERICAS INC.	Owner	E	yes	03/2000	Mar 18, 2021	Jul 2, 2024
UBS GROUP AG	Shareholder	E	yes	11/2014	Mar 18, 2021	Jul 2, 2024
CUADRADO, HEYDI, YACIELI	ASSOCIATE PORTFOLIO MANAGER, DIRECTOR	Na	no	11/2003	Mar 18, 2021	Jul 2, 2024
RAMOS PEREZ, EDWARD	FUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR	Na	no	03/2012	Mar 18, 2021	Jul 2, 2024
RIVERA, WILLIAM	PORTFOLIO MANAGER, EXECUTIVE DIRECTOR	Na	no	01/2001	Mar 18, 2021	Jul 2, 2024
RODRIGUEZ, JAVIER, ANIBAL	PORTFOLIO MANAGER, DIRECTOR	Na	no	04/2002	Mar 18, 2021	Jul 2, 2024
ROMANACH, GUSTAVO, ADOLFO	ASSOCIATE PORTFOLIO MANAGER, DIRECTOR	Na	no	03/2000	Mar 18, 2021	Jul 2, 2024
VILARO, MARIA, LUISA	FUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR	Na	no	03/2005	Mar 18, 2021	Jul 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UBS FINANCIAL SERVICES INC.	n/a	Wirehouse	$916B	N	yes	n/a
UBS ASSET MANAGEMENT (AMERICAS) LLC	n/a	Mixed wealth	$588B	N	yes	n/a
UBS HEDGE FUND SOLUTIONS LLC	n/a	Former SEC adviser	$39B	N	yes	n/a
UBS OCONNOR LLC	n/a	Former SEC adviser	$14B	N	yes	n/a
VONTOBEL SWISS FINANCIAL ADVISERS AG	n/a	Independent wealth	$12B	N	yes	n/a
ALPHAKEYS FUND ADVISOR, L.L.C.	n/a	Former SEC adviser	$7.0B	N	yes	n/a
UBS REALTY INVESTORS LLC	n/a	Asset manager	$2.3B	N	yes	n/a
UBS FARMLAND INVESTORS LLC	n/a	No RAUM reported	$0	N	yes	n/a
UBS AG	n/a	n/a	n/a	Y	yes	n/a
UBS AG NEW YORK BRANCH	n/a	n/a	n/a	N	yes	n/a
UBS ASSET MANAGEMENT (US) INC.	n/a	n/a	n/a	N	yes	n/a
UBS BANK USA	n/a	n/a	n/a	N	yes	n/a
UBS FINANCIAL SERVICES INSURANCE AGENCY INC.	n/a	n/a	n/a	N	yes	n/a
UBS FUND SERVICES (USA) LLC	n/a	n/a	n/a	N	yes	n/a
UBS SECURITIES LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$1.4B	$1.4B	6	6	n/a	n/a
2024	Mar 27, 2025	$1.8B	$1.8B	5	5	n/a	n/a
2023	Apr 1, 2024	$1.8B	$1.8B	11	8	n/a	n/a
2022	Mar 30, 2023	$1.7B	$1.7B	11	9	n/a	n/a
2021	Mar 31, 2022	$2.2B	$2.2B	12	9	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.8B	-22.4%	$1.7B	-7.3%	6	5	0	0

Relationships

Affiliated with (9)

→ UBS ASSET MANAGEMENT (AMERICAS) LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ UBS FARMLAND INVESTORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ UBS REALTY INVESTORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ UBS OCONNOR LLCRegistered adviserother investment adviser, common control
factForm ADV
→ UBS FUND ADVISOR, L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ VONTOBEL SWISS FINANCIAL ADVISERSRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ UBS HEDGE FUND SOLUTIONSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ UBS SECURITIES LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserother investment adviser, broker-dealer, trust company, LP sponsor, common control
factForm ADV

Controls (12)

← HIGHLEY, LESLIE, CHARLESOwnerMANAGING DIRECTOR UBS ASSET MANAGERS OF PR, MEMBER OF THE BOARD, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← UBINAS TAYLOR, CARLOS, VERNEROwnerMANAGING DIRECTOR, CHAIRMAN OF THE BOARD, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← GRAU BRULL, JOSE, HUMBERTOOwnerMEMBER OF THE BOARD OF DIRECTOR, CHIEF FINANCIAL OFFICER, EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← GONZALEZ, JAVIEROwnerMEMBER OF THE BOARD OF DIRECTORS, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← COLON, LUZ, NEREIDAOwnerCHIEF COMPLIANCE OFFICER, EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← CASELLAS, MICHELLE, MARIAOwnerMEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← MANZ, ALEXANDRE, CYRILOwnerPRESIDENT OF UBS TRUST COMPANY OF PUERTO RICO, ownership code NA, individual
Apr 1, 2024 to Jul 2, 2024factForm ADV
← BALLESTER, CLAUDIO, DOMINGOOwnerMEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← PAINWEBBER INERNATIONAL INC.OwnerOWNER, ownership code E, domestic entity
Mar 18, 2021 to Jul 2, 2024factForm ADV
← UBS AGOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 18, 2021 to Jul 2, 2024factForm ADV
← UBS AMERICAS HOLDING LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 18, 2021 to Jul 2, 2024factForm ADV
← UBS AMERICAS INC.OwnerOWNER, ownership code E, domestic entity
Mar 18, 2021 to Jul 2, 2024factForm ADV

Owns (6)

← RIVERA, WILLIAMOwnerPORTFOLIO MANAGER, EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← VILARO, MARIA, LUISAOwnerFUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← RAMOS PEREZ, EDWARDOwnerFUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← ROMANACH, GUSTAVO, ADOLFOOwnerASSOCIATE PORTFOLIO MANAGER, DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← RODRIGUEZ, JAVIER, ANIBALOwnerPORTFOLIO MANAGER, DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV
← CUADRADO, HEYDI, YACIELIOwnerASSOCIATE PORTFOLIO MANAGER, DIRECTOR, ownership code NA, individual
Mar 18, 2021 to Jul 2, 2024factForm ADV

Dated events

Occurred
Jul 2, 2024
Control person left
Guillermo Jose Arias Rodriguez (Managing Director Ubs Asset Managers Of Puerto Rico) no longer on Schedule A of Ubs Asset Managers Of Puerto Rico (listed 2024-04-01, absent 2024-07-02)
Form ADVobserved 3 days ago
Occurred
Apr 1, 2024
Control person joined
Cyril Alexandre Manz (President Of Ubs Trust Company Of Puerto Rico) appeared on Schedule A of Ubs Asset Managers Of Puerto Rico
Form ADVobserved 3 days ago
Occurred
Mar 18, 2021
First Form ADV filing
Ubs Asset Managers Of Puerto Rico filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c54e4df-3bbc-e981-b4f0-d7c89e0dee45
First observed: Mar 18, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UBS ASSET MANAGERS OF PUERTO RICO

UBS TRUST COMPANY OF PUERTO RICO, CRD 313696

SAN JUAN, PR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c54e4df-3bbc-e981-b4f0-d7c89e0dee45

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALLESTER, CLAUDIO, DOMINGO

MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR

yes

02/2000

Mar 18, 2021

Jul 2, 2024

CASELLAS, MICHELLE, MARIA

MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR

yes

11/2014

Mar 18, 2021

Jul 2, 2024

COLON, LUZ, NEREIDA

CHIEF COMPLIANCE OFFICER, EXECUTIVE DIRECTOR

yes

12/2013

Mar 18, 2021

Jul 2, 2024

GONZALEZ, JAVIER

MEMBER OF THE BOARD OF DIRECTORS

yes

11/2014

Mar 18, 2021

Jul 2, 2024

GRAU BRULL, JOSE, HUMBERTO

MEMBER OF THE BOARD OF DIRECTOR, CHIEF FINANCIAL OFFICER, EXECUTIVE DIRECTOR

yes

01/2014

Mar 18, 2021

Jul 2, 2024

HIGHLEY, LESLIE, CHARLES

MANAGING DIRECTOR UBS ASSET MANAGERS OF PR, MEMBER OF THE BOARD

yes

01/2001

Mar 18, 2021

Jul 2, 2024

MANZ, ALEXANDRE, CYRIL

PRESIDENT OF UBS TRUST COMPANY OF PUERTO RICO

yes

10/2023

Apr 1, 2024

Jul 2, 2024

PAINWEBBER INERNATIONAL INC.

Owner

yes

03/1997

Mar 18, 2021

Jul 2, 2024

UBINAS TAYLOR, CARLOS, VERNER

MANAGING DIRECTOR, CHAIRMAN OF THE BOARD

yes

08/2014

Mar 18, 2021

Jul 2, 2024

UBS AG

Shareholder

yes

11/2001

Mar 18, 2021

Jul 2, 2024

UBS AMERICAS HOLDING LLC

Shareholder

yes

08/2015

Mar 18, 2021

Jul 2, 2024

UBS AMERICAS INC.

Owner

yes

03/2000

Mar 18, 2021

Jul 2, 2024

UBS GROUP AG

Shareholder

yes

11/2014

Mar 18, 2021

Jul 2, 2024

CUADRADO, HEYDI, YACIELI

ASSOCIATE PORTFOLIO MANAGER, DIRECTOR

11/2003

Mar 18, 2021

Jul 2, 2024

RAMOS PEREZ, EDWARD

FUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR

03/2012

Mar 18, 2021

Jul 2, 2024

RIVERA, WILLIAM

PORTFOLIO MANAGER, EXECUTIVE DIRECTOR

01/2001

Mar 18, 2021

Jul 2, 2024

RODRIGUEZ, JAVIER, ANIBAL

PORTFOLIO MANAGER, DIRECTOR

04/2002

Mar 18, 2021

Jul 2, 2024

ROMANACH, GUSTAVO, ADOLFO

ASSOCIATE PORTFOLIO MANAGER, DIRECTOR

03/2000

Mar 18, 2021

Jul 2, 2024

VILARO, MARIA, LUISA

FUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR

03/2005

Mar 18, 2021

Jul 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UBS FINANCIAL SERVICES INC.

n/a

Wirehouse

$916B

yes

n/a

UBS ASSET MANAGEMENT (AMERICAS) LLC

n/a

Mixed wealth

$588B

yes

n/a

UBS HEDGE FUND SOLUTIONS LLC

n/a

Former SEC adviser

$39B

yes

n/a

UBS OCONNOR LLC

n/a

Former SEC adviser

$14B

yes

n/a

VONTOBEL SWISS FINANCIAL ADVISERS AG

n/a

Independent wealth

$12B

yes

n/a

ALPHAKEYS FUND ADVISOR, L.L.C.

n/a

Former SEC adviser

$7.0B

yes

n/a

UBS REALTY INVESTORS LLC

n/a

Asset manager

$2.3B

yes

n/a

UBS FARMLAND INVESTORS LLC

n/a

No RAUM reported

yes

n/a

UBS AG

n/a

yes

n/a

UBS AG NEW YORK BRANCH

n/a

yes

n/a

UBS ASSET MANAGEMENT (US) INC.

n/a

yes

n/a

UBS BANK USA

n/a

yes

n/a

UBS FINANCIAL SERVICES INSURANCE AGENCY INC.

n/a

yes

n/a

UBS FUND SERVICES (USA) LLC

n/a

yes

n/a

UBS SECURITIES LLC

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.4B

n/a

2024

Mar 27, 2025

$1.8B

n/a

2023

Apr 1, 2024

$1.8B

n/a

2022

Mar 30, 2023

$1.7B

n/a

2021

Mar 31, 2022

$2.2B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.8B

-22.4%

$1.7B

-7.3%