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CRD 107754
HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KAPILOFF, STEVEN, MARK | GENERAL COUNSEL/ SECRETARY | Na | yes | 06/2014 | Jul 3, 2014 | Jul 25, 2024 |
| MCCANDLESS, JAMES, BRUCE | PRESIDENT, CEO | Na | yes | 02/1997 | Mar 30, 2012 | Jul 25, 2024 |
| PILE, NICHOLAS, SIMON | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2014 | Sep 26, 2014 | Jul 25, 2024 |
| Rabenou, Darren, Todd | HEAD OF REPM FOOD AND AGRICULTURE & ON THE INVESTMENT COMMITTEE | Na | yes | 04/2023 | Mar 29, 2024 | Jul 25, 2024 |
| UBS AG, ZURICH, SWITZERLAND | Member | E | yes | 07/2000 | Sep 1, 2015 | Jul 25, 2024 |
| UBS AMERICAS HOLDING LLC | Shareholder | E | yes | 08/2015 | Sep 1, 2015 | Jul 25, 2024 |
| UBS AMERICAS INC. | Shareholder | E | yes | 10/2003 | Mar 30, 2012 | Jul 25, 2024 |
| UBS GROUP AG | Shareholder | E | yes | 11/2014 | Dec 8, 2014 | Jul 25, 2024 |
| UBS REALTY INVESTORS LLC | MANAGING MEMBER | E | yes | 12/1996 | Mar 30, 2012 | Jul 25, 2024 |
| MURRAY, DANIEL, EUGENE | FINANCE AND CONTROL | Na | no | 06/2019 | Feb 6, 2020 | Jul 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | n/a | Wirehouse | $916B | N | yes | n/a |
| UBS ASSET MANAGEMENT (AMERICAS) LLC | n/a | Mixed wealth | $588B | N | yes | n/a |
| CREDIT SUISSE ASSET MANAGEMENT LIMITED | n/a | Asset manager | $11B | N | yes | n/a |
| UBS REALTY INVESTORS LLC | n/a | Asset manager | $2.3B | Y | yes | n/a |
| CREDIT SUISSE SECURITIES (USA) LLC | n/a | Former SEC adviser | $805M | N | yes | n/a |
| UBS (LUXEMBOURG) S.A. | n/a | n/a | n/a | N | yes | n/a |
| UBS AG | n/a | n/a | n/a | Y | yes | n/a |
| UBS ASSET MANAGEMENT ( DEUTSCHLAND) GMBH | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT (AUSTRALIA) LTD | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT (CANADA) CO | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT (HONG KONG) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT (ITALIA) SGR S.P.A | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT (JAPAN) LTD | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT (SINGAPORE) LTD. | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT (UK) LTD | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT (US) INC. | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT SWITZERLAND AG | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| UBS FUND MANAGEMENT (IRELAND) LTD | n/a | n/a | n/a | N | yes | n/a |
| UBS FUND MANAGEMENT (LUXEMBOURG) S.A. | n/a | n/a | n/a | N | yes | n/a |
| UBS FUND MANAGEMENT (SWITZERLAND) AG | n/a | n/a | n/a | N | yes | n/a |
| UBS FUND SERVICES (LUXEMBOURG) S.A. | n/a | n/a | n/a | N | yes | n/a |
| UBS FUND SERVICES (USA) LLC | n/a | n/a | n/a | N | yes | n/a |
| UBS GROUP AG | n/a | n/a | n/a | Y | no | n/a |
| UBS REAL ESTATE GMBH | n/a | n/a | n/a | N | yes | n/a |
| UBS SECURITIES LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $0 | $0 | 10 | 6 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $0 | $0 | 12 | 7 | 0 | n/a | n/a |
| 2023 | Mar 29, 2024 | n/a | n/a | 12 | 7 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | n/a | n/a | 11 | 6 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | n/a | n/a | 11 | 6 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | n/a | n/a | 8 | 7 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | n/a | n/a | 9 | 7 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | n/a | n/a | 10 | 8 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | n/a | n/a | 10 | 8 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | n/a | n/a | 10 | 7 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | n/a | n/a | 9 | 7 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | n/a | n/a | 9 | 7 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | n/a | n/a | 8 | 5 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | n/a | n/a | 8 | 6 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $0 | $0 | n/a | n/a | n/a | 10 | 12 | 0 | 0 |