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S••••• C•••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

S••••• C•••••• L•••••

CRD 333428

KINGSTON 5

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Search this name across graphsid dfx:ria:1c5851cb-71f5-50cc-8916-78c83f64f93e

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2024 to Mar 26, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $67.0MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• G•••••• E••••	Shareholder	E	yes	08/2016	Nov 27, 2024	Nov 27, 2024
D•••••• H••••••• I•••••••••	Shareholder	C	yes	10/2016	Nov 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• C•••••• P• L••	n/a	Asset manager	$236M	N	yes	n/a
S••••• C•••••• S• L••••••	n/a	Asset manager	$67.0M	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$67.0M	$0	4	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$67.0M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Affiliated with (3)

→ S••••• C•••••• P• L••Registered adviserother investment adviser, common control
factForm ADV
→ S••••• W••••• P• L••Registered adviserother investment adviser, common control
factForm ADV
→ S••••• C•••••• S• L••••••Registered adviserother investment adviser, common control
factForm ADV

Controls (8)

← A•••• G•••••• E••••Owner

Dated events

Occurred
Nov 27, 2024
First Form ADV filing
S••••• C•••••• L••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c5851cb-71f5-50cc-8916-78c83f64f93e
First observed: Nov 27, 2024
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.