DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sygnus Capital Limted
Latest filing Mar 26, 2026
First filing on the tape Nov 27, 2024 · 3 filings
SEC status approved since Nov 17, 2025
RAUM
$67.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$67.0M as of Mar 26, 2026
Oct 2, 2025$30.0M then
HNW client RAUM$0 as of Mar 26, 2026
Oct 2, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Oct 2, 20250 then
Employees (5.A)4 as of Mar 26, 2026
Oct 2, 20254 then
Private funds: 3
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$67.0M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Berisford Grey · Chief Executive Officercontrolsince 02/2017 · owns less than 5%
- Mae Cerilin Hudson · Chief Legal Officer & Chief Compliance Officercontrolsince 12/2016 · owns less than 5%
- Jay Ike Johnson · Chief Operating Officercontrolsince 10/2016 · owns less than 5%
- Washington Jason Morris · Chief Investment Officercontrolsince 10/2016 · owns less than 5%
- Elias Gassan Azan · Shareholdercontrolsince 08/2016 · owns 75% or more of Dynamix Holdings Incorporated
- Berisford Grey · Shareholdercontrolsince 08/2016 · owns 25% to 50% of Ibj Holdings Limted
- Jay Ike Johnson · Shareholdercontrolsince 08/2016 · owns 25% to 50% of Ibj Holdings Limted
- Washington Jason Morris · Shareholdercontrolsince 08/2016 · owns 25% to 50% of Ibj Holdings Limted
Entity owners
- Sygnus Capital Group Ltd. · Shareholderdirect · owns 75% or more
- Dynamix Holdings Incorporated · Shareholderindirect · owns 25% to 50% of Sygnus Capital Group Ltd.
- Ibj Holdings Limted · Shareholderindirect · owns 50% to 75% of Sygnus Capital Group Ltd.
Related persons
Schedule D 7.A
- Sygnus Capital Pr LLCinvestment advisernRAUM $236M
- Sygnus Capital Sl Limitedinvestment advisernRAUM $67.0M
- Sygnus Capital USA LLCinvestment advisern
- Sygnus Wealth Pr LLCinvestment advisernRAUM $59.6M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 26, 2026discretionary share of RAUM of 0% against a peer median of 100% (140 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, under $100M (140) · 0.0% percentile
- custody status changedChange between filings · filing Mar 26, 2026custody of client assets (Item 9.A): yes on the filing of 2025-10-02, no on the filing of 2026-03-26peers: asset managers, under $100M (330)
What changed
consecutive filings, newest first
- Accounts · 3 to 6Oct 2, 2025 to Mar 26, 2026
- Pooled vehicle clients · 3 to 6Oct 2, 2025 to Mar 26, 2026
- Assets in custody · $30.0M to $0Oct 2, 2025 to Mar 26, 2026
- Custody of client assets · true to falseOct 2, 2025 to Mar 26, 2026
- Private funds · 3 to unsetOct 2, 2025 to Mar 26, 2026
- Discretionary RAUM · $30.0M to $0Oct 2, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $0 to $67.0MOct 2, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $30.0M to $67.0MOct 2, 2025 to Mar 26, 2026
- RAUM · $30.0M to $67.0MOct 2, 2025 to Mar 26, 2026
- Accounts · 0 to 3Nov 27, 2024 to Oct 2, 2025
- Pooled vehicle clients · 0 to 3Nov 27, 2024 to Oct 2, 2025
- Assets in custody · unset to 30000000.0Nov 27, 2024 to Oct 2, 2025
- Custody of client assets · false to trueNov 27, 2024 to Oct 2, 2025
- Financial planning clients · unset to Nov 27, 2024 to Oct 2, 2025
- HQ city · KINGSTON 10 to KINGSTON 5Nov 27, 2024 to Oct 2, 2025
- HQ state · unset to Nov 27, 2024 to Oct 2, 2025
- Private funds · unset to 3Nov 27, 2024 to Oct 2, 2025
- Discretionary RAUM · $0 to $30.0MNov 27, 2024 to Oct 2, 2025
- Pooled vehicle RAUM · $0 to $30.0MNov 27, 2024 to Oct 2, 2025
- RAUM · $0 to $30.0MNov 27, 2024 to Oct 2, 2025
Signals
1 dated events
- Sygnus Capital Limted filed its initial SEC registration (Form ADV)Nov 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sygnus-capital-investments/?originalSubreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sygnusgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (876) 634-5005reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026