DFX Intelligence

J••• P••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

J••• P••••••• S•••••••

Advisor at A• A•••••••

NASHVILLE, TN

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Search this name across graphsid dfx:ria:1c58a2a3-70ed-7fe2-1ff7-c7e3c9461fcc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• A•••••••	Independent wealth	Oct 5, 2022	n/a	yes	NASHVILLE, TN\|NASHVILLE, TN	Current employment
K•• Q•••• F••••••••• L••	Former SEC adviser	Mar 17, 2009	Nov 18, 2022	no	NASHVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• Q•••• F••••••••• L••	A• A•••••••	Nov 18, 2022	Oct 5, 2022	-44	Firm change after gap	RIA to RIA
S••••• O•• S••••••••• I•••	K•• Q•••• F••••••••• L••	Dec 20, 2010	Mar 17, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
123983:321606:TN:2022-11-18	Nov 18, 2022	Oct 5, 2022	NASHVILLE, TN	Firm change after gap

Relationships

Registered with (3)

→ A• A•••••••Registered adviserregistration: current employment
Oct 5, 2022 to presentfactForm ADV
→ K•• Q•••• F••••••••• L••Registered adviserregistration: previous registration
Mar 17, 2009 to Nov 18, 2022factForm ADV
→ S••••• O•• S••••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2009 to Dec 20, 2010factForm ADV

Dated events

Occurred
Nov 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c58a2a3-70ed-7fe2-1ff7-c7e3c9461fcc
First observed: Mar 2, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.