DFX Intelligence

A• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

A• A•••••••

A• A•••••••, LLC, CRD 321606

NASHVILLE, TN

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Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 28, 2022 to Mar 26, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $394M••• Locked
Discretionary RAUM: $394M
Private client RAUM: $392Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $131Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••••• A••••• Q••••	Certified Financial Planner	NASHVILLE, TN	4	16	2	no
J••• P••••••• S•••••••	Certified Financial Planner	NASHVILLE, TN	3	18

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Q••••• G•••••• A•••••	MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	04/2022	Apr 28, 2022	Mar 29, 2024
S•••••••• J•••• P•••••••	Member	D	yes	04/2022	Apr 28, 2022	Mar 29, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$394M	$304M	29.8%	$191M	27.3%	5	4	2	2

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
K•• Q•••• F••••••••• L••	2	Nov 18, 2022	Oct 5, 2022	NASHVILLE, TN	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (3)

← E••••• M•••• C•••••Advisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← J••• P••••••• S•••••••Advisorregistration: current employment
Oct 5, 2022 to presentfactForm ADV
← G••••• A••••• Q••••Advisorregistration: current employment
Jul 14, 2022 to presentfactForm ADV

Controls (2)

Dated events

Order

Occurred
18 Nov 2022
Team lift-out
••• Locked
Form ADV
2 advisors
Occurred
28 Apr 2022
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 28, 2022
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.