DFX Intelligence

D••••• M••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

D••••• M••••• R••

Advisor at W•••• I••••••••• A•••••••• L••

BEDFORD, NH | North Hampton, NH

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Search this name across graphsid dfx:ria:1c616266-fa79-1c13-82e9-ba48387333c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 1, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Jun 28, 2024	n/a	yes	North Hampton, NH\|BEDFORD, NH	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 30, 2017	Jun 28, 2024	no	MERRIMACK, NH\|Bedford, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• I••••••••• A•••••••• L••	Jun 28, 2024	Jun 28, 2024	0	Bulk transfer	Other
B••••• H••••• W••••• A•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 30, 2018	Aug 30, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
282486:149018:MA:2018-10-30	Oct 30, 2018	Aug 30, 2017	ACTON, MA	Firm change after gap

Relationships

Registered with (5)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 30, 2017 to Jun 28, 2024factForm ADV
→ B••••• H••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 28, 2017 to Oct 30, 2018factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c616266-fa79-1c13-82e9-ba48387333c6
First observed: Feb 4, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.