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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BOSTON HARBOR WEALTH ADVISORS, LLC

CRD 282486

ACTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79c2dfcc-4ef2-0fc3-598f-b31d297aba72

Data as of Jun 14, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 3
On other graphs: 0
Observed: Jan 13, 2017 to Jun 14, 2018
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $380MItem 5.F on the latest filing (2018-06-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $374M
Private client RAUM: $371MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 32
Advisory employees: 23
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 2,005
Individual clients: 937
High net worth clients: 77
Custody, client assets: $1.8M
SEC number: 801-108986
CRD: 282486
Filings on the tape: 8
First filed: Jan 13, 2017
Latest filed: Jun 14, 2018
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIS, MATTHEW, ALTON	MEMBER, PRINCIPAL	D	yes	12/2015	Jan 13, 2017	Jun 14, 2018
HENDRICKSON, RYAN, DAVID	MEMBER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER	D	yes	12/2015	Jan 13, 2017	Jun 14, 2018

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Beverly	Ma	United States	3	no
Plainville	Ma	United States	3	no
Northborough	Ma	United States	2	no
Rockland	Ma	United States	2	no
Mansfield	Ma	United States	1	no
Needham	Ma	United States	1	no
Merrimack	Nh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 23, 2018	$380M	$374M	32	23	7	n/a	n/a
2016	Feb 16, 2017	$128M	$128M	12	8	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$380M	$128M	196.1%	n/a	n/a	32	12	7	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	12	Oct 30, 2018	Apr 10, 2018	ACTON, MA	Firm absorbed	RIA to ibd	75.0%
WORLD INVESTMENT ADVISORS, LLC	3	Oct 30, 2018	Jul 3, 2024	ACTON, MA	Team lift out	RIA to ibd	18.8%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Jun 28, 2024	Mar 24, 2016	BOSTON, MA	Team lift out	Ibd to RIA	0.0%
CHARLES SCHWAB & CO., INC.	2	Oct 19, 2017	Oct 26, 2017	BURLINGTON, MA	Team lift out	Other	0.1%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Apr 24, 2017	May 2, 2017	BOSTON, MA	Team lift out	Other	0.0%
OSAIC FS, INC.	2	Mar 8, 2017	Feb 23, 2017	MANSFIELD, MA	Team lift out	Other	0.5%

Relationships

Controls (2)

← DAVIS, MATTHEW, ALTONOwnerMEMBER, PRINCIPAL, ownership code D, individual
Jan 13, 2017 to presentfactForm ADV
← HENDRICKSON, RYAN, DAVIDOwnerMEMBER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 13, 2017 to presentfactForm ADV

Moved with (6)

→ WORLD INVESTMENT ADVISORS, LLCRegistered adviser3 advisors, team lift out, same day
Oct 30, 2018 to Jul 3, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser12 advisors, firm absorbed, same day
Oct 30, 2018 to Apr 10, 2018factForm ADV
← CHARLES SCHWAB & CO., INC.Registered adviser2 advisors, team lift out
Oct 19, 2017 to Oct 26, 2017factForm ADV
← AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser2 advisors, team lift out
Apr 24, 2017 to May 2, 2017factForm ADV
← OSAIC FS, INC.Registered adviser2 advisors, team lift out, same day
Mar 8, 2017 to Feb 23, 2017factForm ADV
← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser2 advisors, team lift out, same day
Jun 28, 2024 to Mar 24, 2016factForm ADV

Registered with (17)

← DONALD MARCEL ROYAdvisorregistration: previous registration
Aug 28, 2017 to Oct 30, 2018factForm ADV
← JEANNE KEARNS HAGARAdvisorregistration: previous registration
Feb 23, 2017 to Oct 30, 2018factForm ADV
← MARK KENNETH LESSNERAdvisorregistration: previous registration
May 2, 2017 to Oct 30, 2018factForm ADV
← THOMAS MICHAEL BURGERAdvisorregistration: previous registration
Feb 23, 2017 to Oct 30, 2018factForm ADV
← MATTHEW ALTON DAVISAdvisorregistration: previous registration
Mar 24, 2016 to Oct 30, 2018factForm ADV
← DAVID ALTON LESSNERAdvisorregistration: previous registration
May 2, 2017 to Oct 30, 2018factForm ADV
← MITCHELL DOUGLAS CUSTENBORDERAdvisorregistration: previous registration
Jan 17, 2017 to Oct 30, 2018factForm ADV
← RYAN DAVID HENDRICKSONAdvisorregistration: previous registration
Mar 24, 2016 to Oct 30, 2018factForm ADV
← SCOTT RYAN WHEELERAdvisorregistration: previous registration
Aug 22, 2017 to Oct 30, 2018factForm ADV
← SAMUEL ROBERT CHAMBERLAINAdvisorregistration: previous registration
Mar 24, 2016 to Oct 30, 2018factForm ADV
← Sean Reid FlynnAdvisorregistration: previous registration
Oct 23, 2017 to Oct 30, 2018factForm ADV
← BENJAMIN PAYSON DODGEAdvisorregistration: previous registration
Sep 30, 2016 to Oct 30, 2018factForm ADV
← JOHN FRANK GEFFERTAdvisorregistration: previous registration
Jan 17, 2018 to Oct 30, 2018factForm ADV
← Christopher W. BryantAdvisorregistration: previous registration
Oct 26, 2017 to Oct 30, 2018factForm ADV
← BRUCE JAMES TOBINAdvisorregistration: previous registration
Nov 29, 2016 to Oct 30, 2018factForm ADV
← Johnathan Charles BreenAdvisorregistration: previous registration
Oct 3, 2016 to Oct 30, 2018factForm ADV
← ELIZABETH OSTERNDORF CAMPBELLAdvisorregistration: previous registration
Sep 29, 2017 to Apr 18, 2018factForm ADV

Dated events

Occurred
Jun 28, 2024
Team lift-out
2 advisors left Raymond James Financial Services Advisors, Inc (Boston, MA) for Boston Harbor Wealth Advisors, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Mar 23, 2018
Regulatory AUM changed
Boston Harbor Wealth Advisors, Llc reported RAUM $379.9M, up 196% from $128.3M (2017-09-06 to 2018-03-23)
Form ADVobserved 4 days ago
$252M
Occurred
Jan 13, 2017
First Form ADV filing
Boston Harbor Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79c2dfcc-4ef2-0fc3-598f-b31d297aba72
First observed: Jan 13, 2017
Last observed: Jun 14, 2018 100 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOSTON HARBOR WEALTH ADVISORS, LLC

CRD 282486

ACTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79c2dfcc-4ef2-0fc3-598f-b31d297aba72

Data as of Jun 14, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIS, MATTHEW, ALTON

MEMBER, PRINCIPAL

yes

12/2015

Jan 13, 2017

Jun 14, 2018

HENDRICKSON, RYAN, DAVID

MEMBER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

12/2015

Jan 13, 2017

Jun 14, 2018

City

State

Country

Employees

Also broker-dealer

Beverly

United States

Plainville

United States

Northborough

United States

Rockland

United States

Mansfield

United States

Needham

United States

Merrimack

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 23, 2018

$380M

$374M

n/a

2016

Feb 16, 2017

$128M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$380M

$128M

196.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 30, 2018

Apr 10, 2018

ACTON, MA

Firm absorbed

RIA to ibd

75.0%

WORLD INVESTMENT ADVISORS, LLC

Oct 30, 2018

Jul 3, 2024

ACTON, MA

Team lift out

RIA to ibd

18.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 28, 2024

Mar 24, 2016

BOSTON, MA

Team lift out

Ibd to RIA

0.0%

CHARLES SCHWAB & CO., INC.

Oct 19, 2017

Oct 26, 2017

BURLINGTON, MA

Team lift out

Other

0.1%

AMERIPRISE FINANCIAL SERVICES, LLC

Apr 24, 2017

May 2, 2017

BOSTON, MA

Team lift out

Other

0.0%

OSAIC FS, INC.

Mar 8, 2017

Feb 23, 2017

MANSFIELD, MA

Team lift out

Other

0.5%