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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

NATHAN LEE HOOKER

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Kernersville, NC

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Search this name across graphsid dfx:ria:1c701854-67f0-2967-3652-ae307df1d2ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 14, 2006
First registration: Jun 15, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5078527

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 18, 2020	n/a	yes	Kernersville, NC	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 18, 2016	Sep 2, 2020	no	GREENSBORO, NC	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Feb 2, 2015	Sep 22, 2016	no	Greensboro, NC	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 11, 2013	Feb 10, 2015	no	HIGHPOINT, NC\|APPLETON, WI\|GREENSBORO, NC	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 11, 2009	Feb 11, 2013	no	HIGH POINT, NC\|PHILADELPHIA, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 15, 2006	Feb 25, 2009	no	Winston Salem, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 2, 2020	Sep 18, 2020	16	Firm change	Ibd to ibd
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 18, 2016	-157	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	NFP ADVISOR SERVICES, LLC	Feb 10, 2015	Feb 2, 2015	-8	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	INVEST FINANCIAL CORPORATION	Feb 11, 2013	Feb 11, 2013	0	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VOYA FINANCIAL ADVISORS, INC.	Feb 25, 2009	Mar 11, 2009	14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:42046:NC:2015-02-03	Feb 10, 2015	Feb 2, 2015	GREENSBORO, NC	Firm change

Relationships

Registered with (6)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Sep 18, 2020 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 18, 2016 to Sep 2, 2020factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Feb 2, 2015 to Sep 22, 2016factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 11, 2013 to Feb 10, 2015factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 11, 2009 to Feb 11, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 15, 2006 to Feb 25, 2009factForm ADV

Dated events

No dated event names this entity yet.