DFX Intelligence

S•••••• D••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

S•••••• D••••••• S•••••

Advisor at T•• A•••••••• I•••

SUMMIT, NJ | Colliersville, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c81f427-1566-9112-a478-5006ade95aba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Jan 6, 2026	n/a	yes	Colliersville, TN\|SUMMIT, NJ	Current employment
M•• A••••••• L••	Institutional manager	Oct 4, 2019	Apr 12, 2023	no	CORDOVA, TN\|COLLIERVILLE, TN\|CORAL GABLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• A••••••• L••	T•• A•••••••• I•••	Apr 12, 2023	Jan 6, 2026	1,000	Firm change after gap	Other
A•••••••• I••••••••• M••••••••• L••	M•• A••••••• L••	Sep 30, 2019	Oct 4, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
146236:165906:TN:2019-09-30	Sep 30, 2019	Oct 4, 2019	CORDOVA, TN	Firm change

Relationships

Registered with (4)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ M•• A••••••• L••Registered adviserregistration: previous registration
Oct 4, 2019 to Apr 12, 2023factForm ADV
→ A•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2015 to Sep 30, 2019factForm ADV
→ E••••• J••••

Dated events

Occurred
Apr 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c81f427-1566-9112-a478-5006ade95aba
First observed: Sep 27, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.