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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

MAS ADVISORS LLC

CRD 165906

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf3812ec-2d4d-6e09-eb9c-108f36a60702

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 17
On other graphs: 0
Observed: Nov 6, 2012 to Mar 31, 2026
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.02 fund_share=0.01 institutional_share=0.98 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $2.6BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.6B
Private client RAUM: $41.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $639Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 295
Individual clients: 2
High net worth clients: 15
SEC number: 801-77354
CRD: 165906
Filings on the tape: 48
First filed: Nov 6, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, FL
Website: masadvisorsllc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICARDO RAMON CALDERON	n/a	CORAL GABLES, FL	12	16	n/a	no
ROBERT JORDAN KELLY	Certified Financial Planner	CORAL GABLES, FL \| Temecula, CA	5	39	3	no
Francisco Jose Soler	Chartered Financial Analyst	CORAL GABLES, FL	3	17	5	yes
Javier Rodrigo Fonseca-Paricio	Chartered Financial Analyst	CORAL GABLES, FL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALDERON, RICARDO, RAMON	Owner	E	yes	06/2016	Nov 6, 2012	Nov 5, 2024
CALDERON, RICARDO, RAMON	MANAGING MEMBER AND MANAGING DIRECTOR	Na	yes	12/2013	Nov 6, 2012	Nov 5, 2024
Diaz, Natalia, Stephanie	DIRECTOR OF ADMINISTRATION	Na	yes	01/2023	May 23, 2023	Nov 5, 2024
FAGERHOLT, BRIDGET, EILEEN	DIRECTOR OF OPERATIONS, CHIEF COMPLIANCE OFFICER (03/2024)	Na	yes	01/2023	May 23, 2023	Nov 5, 2024
MAS SERVICES LLC	Owner	E	yes	12/2022	Mar 30, 2023	Nov 5, 2024
Soler, Francisco, Jose	CHIEF INVESTMENT OFFICER, SVP	Na	yes	04/2023	May 23, 2023	Nov 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACADIA LIFE INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
ACADIA LIFE LIMITED	n/a	n/a	n/a	N	yes	n/a
REGIS FINANCIAL PARTNERS LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$2.6B	$2.6B	13	9	2	n/a	n/a
2024	Mar 27, 2025	$1.5B	$1.5B	6	6	2	n/a	n/a
2023	Mar 25, 2024	$1.4B	$1.4B	11	5	2	n/a	n/a
2022	Mar 30, 2023	$1.1B	$1.1B	18	10	4	n/a	n/a
2021	Mar 30, 2022	$989M	$989M	19	11	4	n/a	n/a
2020	Mar 30, 2021	$786M	$722M	18	12	3	n/a	n/a
2019	Mar 31, 2020	$640M	$408M	18	10	1	n/a	n/a
2018	Mar 26, 2019	$486M	$269M	5	3	0	n/a	n/a
2017	Mar 27, 2018	$465M	$243M	5	2	0	n/a	n/a
2016	Mar 27, 2017	$410M	$0	4	3	n/a	n/a	n/a
2015	Mar 9, 2016	$231M	$0	4	2	n/a	n/a	n/a
2014	Mar 19, 2015	$280M	$0	4	2	n/a	n/a	n/a
2013	Mar 12, 2014	$306M	$0	5	3	n/a	n/a	n/a
2012	Mar 22, 2013	$496M	$0	4	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$1.5B	70.7%	$1.1B	31.4%	13	6	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TLG ADVISORS, INC.	2	Apr 12, 2023	Jan 6, 2026	COLLERVILLE, TN	Team lift out	Other	33.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ADVANTAGE INVESTMENT MANAGEMENT, LLC	2	Sep 30, 2019	Oct 4, 2019	CORDOVA, TN	Team lift out	Other	11.1%

Relationships

Registered with (10)

← Javier Rodrigo Fonseca-ParicioAdvisorregistration: current employment
Dec 12, 2025 to presentfactForm ADV
← Francisco Jose SolerAdvisorregistration: previous registration
Apr 8, 2013 to Aug 1, 2019factForm ADV
← ROBERT JORDAN KELLYAdvisorregistration: current employment
Jun 8, 2021 to presentfactForm ADV
← RICARDO RAMON CALDERONAdvisorregistration: current employment
Oct 9, 2013 to presentfactForm ADV
← KARL GREGORY GERASIMOVAdvisorregistration: previous registration
Sep 24, 2018 to May 12, 2023factForm ADV
← Charles AuerbachAdvisorregistration: previous registration
Oct 4, 2019 to Apr 12, 2023factForm ADV
← Stephen Douglass StampsAdvisorregistration: previous registration
Oct 4, 2019 to Apr 12, 2023factForm ADV
← Bruce MartinAdvisorregistration: previous registration
Oct 4, 2019 to Apr 12, 2023factForm ADV
← Andrew James MitchellAdvisorregistration: previous registration
Jun 29, 2020 to Jan 3, 2023factForm ADV
← Catrina Renee BeauchampAdvisorregistration: previous registration
Apr 10, 2020 to Oct 23, 2020factForm ADV

Controls (5)

← Soler, Francisco, JoseOwnerCHIEF INVESTMENT OFFICER, SVP, ownership code NA, individual
May 23, 2023 to Nov 5, 2024factForm ADV
← CALDERON, RICARDO, RAMONOwnerOWNER, ownership code E, individual
Nov 6, 2012 to Nov 5, 2024factForm ADV
← FAGERHOLT, BRIDGET, EILEENOwnerDIRECTOR OF OPERATIONS, CHIEF COMPLIANCE OFFICER (03/2024), ownership code NA, individual
May 23, 2023 to Nov 5, 2024factForm ADV
← Diaz, Natalia, StephanieOwnerDIRECTOR OF ADMINISTRATION, ownership code NA, individual
May 23, 2023 to Nov 5, 2024factForm ADV
← MAS SERVICES LLCOwnerOWNER, ownership code E, domestic entity
Mar 30, 2023 to Nov 5, 2024factForm ADV

Moved with (2)

→ TLG ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Apr 12, 2023 to Jan 4, 2023factForm ADV
← ADVANTAGE INVESTMENT MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Sep 30, 2019 to Oct 4, 2019factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Mas Advisors Llc reported RAUM $2.6B, up 71% from $1.5B (2026-01-15 to 2026-03-31)
Form ADVobserved 4 days ago
$1.1B
Occurred
Jan 5, 2024
Control person left
Robert Becerra (Chief Operating Officer) no longer on Schedule A of Mas Advisors Llc (listed 2023-09-15, absent 2024-01-05)
Form ADVobserved 4 days ago
Occurred
May 23, 2023
Control person joined
Jose Francisco Soler (Chief Investment Officer, Svp) appeared on Schedule A of Mas Advisors Llc
Form ADVobserved 4 days ago
Occurred
May 23, 2023
Control person joined
Eileen Bridget Fagerholt (Director Of Operations) appeared on Schedule A of Mas Advisors Llc
Form ADVobserved 4 days ago
Occurred
May 23, 2023
Control person joined
Stephanie Natalia Diaz (Director Of Administration) appeared on Schedule A of Mas Advisors Llc
Form ADVobserved 4 days ago
Occurred
May 12, 2023
Advisor changed firm
Karl Gregory Gerasimov left Mas Advisors Llc for J W Korth & Company (registered 2025-10-07)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2023
Team lift-out
2 advisors left Mas Advisors LLC (Collerville, TN) for Tlg Advisors, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Apr 12, 2023
Advisor changed firm
Bruce Martin left Mas Advisors Llc for Tlg Advisors, Inc. (registered 2023-01-04)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2023
Advisor changed firm
Charles Auerbach left Mas Advisors Llc for Tlg Advisors, Inc. (registered 2023-01-04)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2023
Advisor changed firm
Stephen Douglass Stamps left Mas Advisors Llc for Tlg Advisors, Inc. (registered 2026-01-06)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Andrew James Mitchell left Mas Advisors Llc for Tlg Advisors, Inc. (registered 2022-11-17)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Mas Advisors Llc reported RAUM $988.5M, up 26% from $785.6M (2021-12-10 to 2022-03-30)
Form ADVobserved 4 days ago
$203M
Occurred
Jul 13, 2021
Control person left
Nmn Charles Auerbach (Managing Director - Wealth Strategies) no longer on Schedule A of Mas Advisors Llc (listed 2021-06-18, absent 2021-07-13)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Control person joined
Robert Becerra (Chief Operating Officer) appeared on Schedule A of Mas Advisors Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Control person joined
Nmn Charles Auerbach (Managing Director - Wealth Strategies) appeared on Schedule A of Mas Advisors Llc
Form ADVobserved 4 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
Mas Advisors Llc reported RAUM $640.1M, up 32% from $486.3M (2019-10-20 to 2020-03-31)
Form ADVobserved 4 days ago
$154M
Occurred
Nov 6, 2012
First Form ADV filing
Mas Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf3812ec-2d4d-6e09-eb9c-108f36a60702
First observed: Nov 6, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAS ADVISORS LLC

CRD 165906

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf3812ec-2d4d-6e09-eb9c-108f36a60702

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICARDO RAMON CALDERON

n/a

CORAL GABLES, FL

n/a

ROBERT JORDAN KELLY

Certified Financial Planner

CORAL GABLES, FL | Temecula, CA

Francisco Jose Soler

Chartered Financial Analyst

CORAL GABLES, FL

yes

Javier Rodrigo Fonseca-Paricio

Chartered Financial Analyst

CORAL GABLES, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALDERON, RICARDO, RAMON

Owner

yes

06/2016

Nov 6, 2012

Nov 5, 2024

CALDERON, RICARDO, RAMON

MANAGING MEMBER AND MANAGING DIRECTOR

yes

12/2013

Nov 6, 2012

Nov 5, 2024

Diaz, Natalia, Stephanie

DIRECTOR OF ADMINISTRATION

yes

01/2023

May 23, 2023

Nov 5, 2024

FAGERHOLT, BRIDGET, EILEEN

DIRECTOR OF OPERATIONS, CHIEF COMPLIANCE OFFICER (03/2024)

yes

01/2023

May 23, 2023

Nov 5, 2024

MAS SERVICES LLC

Owner

yes

12/2022

Mar 30, 2023

Nov 5, 2024

Soler, Francisco, Jose

CHIEF INVESTMENT OFFICER, SVP

yes

04/2023

May 23, 2023

Nov 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACADIA LIFE INTERNATIONAL LIMITED

n/a

yes

n/a

ACADIA LIFE LIMITED

n/a

yes

n/a

REGIS FINANCIAL PARTNERS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.6B

n/a

2024

Mar 27, 2025

$1.5B

n/a

2023

Mar 25, 2024

$1.4B

n/a

2022

Mar 30, 2023

$1.1B

n/a

2021

Mar 30, 2022

$989M

n/a

2020

Mar 30, 2021

$786M

$722M

n/a

2019

Mar 31, 2020

$640M

$408M

n/a

2018

Mar 26, 2019

$486M

$269M

n/a

2017

Mar 27, 2018

$465M

$243M

n/a

2016

Mar 27, 2017

$410M

n/a

2015

Mar 9, 2016

$231M

n/a

2014

Mar 19, 2015

$280M

n/a

2013

Mar 12, 2014

$306M

n/a

2012

Mar 22, 2013

$496M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.6B

$1.5B

70.7%

$1.1B

31.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TLG ADVISORS, INC.

Apr 12, 2023

Jan 6, 2026

COLLERVILLE, TN

Team lift out

Other

33.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ADVANTAGE INVESTMENT MANAGEMENT, LLC

Sep 30, 2019

Oct 4, 2019

CORDOVA, TN

Team lift out

Other

11.1%