DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STONEPATH WEALTH MANAGEMENT

SPWM ADVISORS LLC, CRD 328977

TRAVERSE CITY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c8390ce-2204-dbf1-7a0a-4a2e2967dbb7

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 5
On other graphs: 0
Observed: Nov 13, 2023 to Jun 29, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $299MItem 5.F on the latest filing (2026-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $299M
Private client RAUM: $292MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $37.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 9
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 608
Individual clients: 472
High net worth clients: 97
Custody, client assets: $593,032
SEC number: 801-129202
CRD: 328977
Filings on the tape: 18
First filed: Nov 13, 2023
Latest filed: Jun 29, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL DALE DREYER	n/a	TRAVERSE CITY, MI \| SANDUSKY, MI	2	23	1	no
MATTHEW THOMAS GOLBA	n/a	TRAVERSE CITY, MI	2	17	2	no
STEVEN A ADAMS	n/a	TRAVERSE CITY, MI	2	14	3	no
Lauren Renee Golba	n/a	TRAVERSE CITY, MI	2	12	1	no
NICHOLES Cain-Jayshoun BALDWIN	n/a	TRAVERSE CITY, MI	2	13	2	no
Marc Herbert Ruemmler	n/a	TRAVERSE CITY, MI	2	10	1	no
RAYMOND WILLIAM BEAIRD	n/a	CADIZ, KY	2	27	1	no
Nolan Maximus Baldwin	n/a	TRAVERSE CITY, MI	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Golba, Lauren, Renee	President	E	yes	11/2018	Nov 13, 2023	Oct 7, 2024
Golba, Lauren, Renee	CHIEF COMPLIANCE OFFICER	Na	yes	11/2023	Nov 13, 2023	Oct 7, 2024
GOLBA, MATTHEW, THOMAS	President	E	yes	06/2018	Nov 13, 2023	Oct 7, 2024
GOLBA, MATTHEW, THOMAS	MANAGING MEMBER	Na	yes	11/2023	Nov 13, 2023	Oct 7, 2024
LRG FINANCIAL, INC.	Owner	C	yes	11/2023	Nov 13, 2023	Oct 7, 2024
PRESTIGE WORLDWIDE ENTERPRISES INC	Owner	C	yes	11/2023	Nov 13, 2023	Oct 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SPWM INSURANCE AGENCY LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Alpena	Mi	United States	1	no
Holland	Mi	United States	1	no
Milford	Mi	United States	1	no
Sandusky	Mi	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 24, 2026	$299M	$299M	13	9	5	n/a	n/a
2024	Apr 16, 2025	$226M	$226M	12	9	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	12.5%	0	1	0	9	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$299M	$226M	32.6%	n/a	n/a	13	12	6	5

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	7	Dec 31, 2023	Jan 2, 2024	TRAVERSE CITY, MI	Team lift out	Ibd to new firm	0.2%

Relationships

Registered with (10)

← Nolan Maximus BaldwinAdvisorregistration: current employment
Aug 4, 2025 to presentfactForm ADV
← RAYMOND WILLIAM BEAIRDAdvisorregistration: current employment
Apr 17, 2024 to presentfactForm ADV
← MICHAEL DALE DREYERAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← MATTHEW THOMAS GOLBAAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← STEVEN A ADAMSAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← Lauren Renee GolbaAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← NICHOLES Cain-Jayshoun BALDWINAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← Marc Herbert RuemmlerAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← David Howard KnightAdvisorregistration: previous registration
Jan 2, 2024 to Sep 3, 2026factForm ADV
← Thomas J MyersAdvisorregistration: previous registration
Feb 22, 2024 to Jul 2, 2025factForm ADV

Controls (4)

← GOLBA, MATTHEW, THOMASOwnerPRESIDENT, ownership code E, individual
Nov 13, 2023 to Oct 7, 2024factForm ADV
← Golba, Lauren, ReneeOwnerPRESIDENT, ownership code E, individual
Nov 13, 2023 to Oct 7, 2024factForm ADV
← LRG FINANCIAL, INC.OwnerOWNER, ownership code C, domestic entity
Nov 13, 2023 to Oct 7, 2024factForm ADV
← PRESTIGE WORLDWIDE ENTERPRISES INCOwnerOWNER, ownership code C, domestic entity
Nov 13, 2023 to Oct 7, 2024factForm ADV

Moved with (1)

← CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser7 advisors, team lift out, same day
Dec 31, 2023 to Jan 2, 2024factForm ADV

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
David Howard Knight left Stonepath Wealth Management for Signature Equity Partners, Llc (registered 2026-09-01)
Form ADVobserved 4 days ago
Occurred
Jul 2, 2025
Advisor changed firm
Thomas J Myers left Stonepath Wealth Management for Ameriprise Financial Services, Llc (registered 2025-07-16)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Team lift-out
7 advisors left Cambridge Investment Research Advisors, Inc. (Traverse City, MI) for Stonepath Wealth Management on the same day
Form ADVobserved 4 days ago
7 advisors
Occurred
Dec 11, 2023
Control person left
Michael Harrison Kennard (Managing Member) no longer on Schedule A of Stonepath Wealth Management (listed 2023-12-08, absent 2023-12-11)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2023
First Form ADV filing
Stonepath Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c8390ce-2204-dbf1-7a0a-4a2e2967dbb7
First observed: Nov 13, 2023
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STONEPATH WEALTH MANAGEMENT

SPWM ADVISORS LLC, CRD 328977

TRAVERSE CITY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c8390ce-2204-dbf1-7a0a-4a2e2967dbb7

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL DALE DREYER

n/a

TRAVERSE CITY, MI | SANDUSKY, MI

MATTHEW THOMAS GOLBA

n/a

TRAVERSE CITY, MI

STEVEN A ADAMS

n/a

TRAVERSE CITY, MI

Lauren Renee Golba

n/a

TRAVERSE CITY, MI

NICHOLES Cain-Jayshoun BALDWIN

n/a

TRAVERSE CITY, MI

Marc Herbert Ruemmler

n/a

TRAVERSE CITY, MI

RAYMOND WILLIAM BEAIRD

n/a

CADIZ, KY

Nolan Maximus Baldwin

n/a

TRAVERSE CITY, MI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Golba, Lauren, Renee

President

yes

11/2018

Nov 13, 2023

Oct 7, 2024

Golba, Lauren, Renee

CHIEF COMPLIANCE OFFICER

yes

11/2023

Nov 13, 2023

Oct 7, 2024

GOLBA, MATTHEW, THOMAS

President

yes

06/2018

Nov 13, 2023

Oct 7, 2024

GOLBA, MATTHEW, THOMAS

MANAGING MEMBER

yes

11/2023

Nov 13, 2023

Oct 7, 2024

LRG FINANCIAL, INC.

Owner

yes

11/2023

Nov 13, 2023

Oct 7, 2024

PRESTIGE WORLDWIDE ENTERPRISES INC

Owner

yes

11/2023

Nov 13, 2023

Oct 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SPWM INSURANCE AGENCY LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Alpena

United States

Holland

United States

Milford

United States

Sandusky

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 24, 2026

$299M

n/a

2024

Apr 16, 2025

$226M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$299M

$226M

32.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 31, 2023

Jan 2, 2024

TRAVERSE CITY, MI

Team lift out

Ibd to new firm

0.2%