DFX Intelligence

M••• H•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

M••• H•••••• R•••••••

Advisor at S•••••••• W••••• M•••••••••

STUART, FL | TRAVERSE CITY, MI

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Search this name across graphsid dfx:ria:e3a1defb-f20c-911f-9ed5-7773fc4ca4ed

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2023 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• M•••••••••	Independent wealth	Jan 2, 2024	n/a	yes	STUART, FL\|TRAVERSE CITY, MI	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 16, 2023	Dec 31, 2023	no	Traverse City, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S•••••••• W••••• M•••••••••	Dec 31, 2023	Jan 2, 2024	2	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:328977:MI:2023-12-31	Dec 31, 2023	Jan 2, 2024	TRAVERSE CITY, MI	Firm change

Relationships

Registered with (2)

→ S•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 16, 2023 to Dec 31, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3a1defb-f20c-911f-9ed5-7773fc4ca4ed
First observed: Aug 16, 2023
Last observed: Sep 22, 2026 29 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.