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B•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

B•••••••• C•••••• M••••••••• L••

CRD 111441

HOUSTON, TX

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Search this name across graphsid dfx:ria:1c877103-6364-85e6-a865-a75260c8abac

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 6
On other graphs: 1
Observed: Mar 29, 2012 to Sep 16, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

B•••••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.02 fund_share=0.98 institutional_share=0.0 related_bd= related_bank= bd_reps=6.0
Regulatory AUM: $4.3B••• Locked
Discretionary RAUM: $4.3B
Private client RAUM: $70.3Mderived••• Locked
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $1.1Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• N••••• R••• M•••••••••	n/a	HOUATON, TX	28	33	n/a	yes
E•••• K••••••••	Chartered Financial Analyst	HOUSTON, TX	18	26

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••••• E••••••• M•••••• S•••• C•• F••• •••••••• L••	Other Private Fund	$17.0M	Jun 28, 2024	2	Mar 29, 2023	reported	021-382380

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• I••••••••• I•••	SOLE MEMBER	E	yes	12/2020	Mar 29, 2023	Jun 28, 2024
C••••••••• V••• D•••••••••	VICE PRESIDENT, TREASURER, SECRETARY AND DIRECTOR	F	yes	12/2020	Mar 29, 2012	Jun 28, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.3B	$4.0B	5.6%	$3.9B	2.6%	23	27	0	0

Relationships

Registered with (9)

← S•••• J••••••• A•••••••Advisorregistration: current employment
Mar 6, 2025 to presentfactForm ADV
← C•••••••• L•••• W•••Advisorregistration: current employment
Jul 3, 2012 to presentfactForm ADV
← E•••• K••••••••Advisorregistration: current employment
Aug 1, 2008 to presentfactForm ADV
← J••• N••••• R••• M•••••••••

Dated events

Occurred
Jun 28, 2024
Control person left
Peter Richard Cancelmo (Vice-President) no longer on Schedule A of B•••••••• C•••••• M••••••••• L•• (listed 2024-06-07, absent 2024-06-28)
Form ADVobserved 7 days ago
Occurred
Mar 27, 2024
Control person joined
E•••• K•••••••• (Director) appeared on Schedule A of B•••••••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 29, 2023
Regulatory AUM changed
B•••••••• C•••••• M••••••••• L•• reported RAUM $3.9B, down 28% from $5.4B (2022-11-07 to 2023-03-29)
Form ADVobserved 7 days ago
$-1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c877103-6364-85e6-a865-a75260c8abac
First observed: Mar 29, 2012
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.