A••••• F••••••

Advisor at F••••• M••••• W••••• A•••••••• L••

Houston, TX | SPRINGFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c8f887f-b282-48d8-f9d7-970e07b33c89

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• M••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• M••••• W••••• A•••••••• L••	Independent wealth	Jan 8, 2021	n/a	yes	Houston, TX\|SPRINGFIELD, MO	Current employment
U••• R•• L••	Former SEC adviser	Oct 15, 2018	Jul 24, 2020	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• R•• L••	F••••• M••••• W••••• A•••••••• L••	Jul 24, 2020	Jan 8, 2021	168	Firm change	Ibd to RIA
A••••• I••••••••• • A•••••••	U••• R•• L••	Aug 12, 2014	Oct 15, 2018

Relationships

Registered with (4)

→ F••••• M••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 8, 2021 to presentfactForm ADV
→ U••• R•• L••Registered adviserregistration: previous registration
Oct 15, 2018 to Jul 24, 2020factForm ADV
→ A••••• I••••••••• • A•••••••Registered adviserregistration: previous registration
May 20, 2013 to Aug 12, 2014factForm ADV
→ B•••••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c8f887f-b282-48d8-f9d7-970e07b33c89
First observed: Oct 19, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.