DFX Intelligence

A•••••••• J•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

A•••••••• J•••• S••••••

Advisor at O•• W••••• A•••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:1c9846da-3572-1755-f281-c2d3b13d6b6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• W••••• A•••••••• L••	Independent wealth	Sep 4, 2015	n/a	yes	SAN FRANCISCO, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Sep 19, 2007	Sep 10, 2015	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	O•• W••••• A•••••••• L••	Sep 10, 2015	Sep 4, 2015	-6	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:170910:CA:2015-09-10	Sep 10, 2015	Sep 4, 2015	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (2)

→ O•• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 4, 2015 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 19, 2007 to Sep 10, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c9846da-3572-1755-f281-c2d3b13d6b6c
First observed: Sep 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.