DFX Intelligence

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RIA / WealthAdvisor13 years in industry

AUSTIN GREGORY ROOT

Advisor at STANSBERRY ASSET MANAGEMENT, LLC

WESTLAKE, TX | Towson, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ca48edf-2f3e-3a26-6973-ab851245e73b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 23, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STANSBERRY ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 5
Exams: S65
First exam: Oct 19, 2022
First registration: Sep 23, 2025
Dual registered: no
IAPD individual key: 2935526

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STANSBERRY ASSET MANAGEMENT, LLC	Independent wealth	Oct 19, 2022	n/a	yes	WESTLAKE, TX\|Towson, MD	Current employment
RE-OCCUR	Former SEC adviser	Sep 23, 2025	Jan 23, 2026	no	Towson, MD\|WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RE-OCCUR	n/a	Jan 23, 2026	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ STANSBERRY ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 19, 2022 to presentfactForm ADV
→ RE-OCCURRegistered adviserregistration: previous registration
Sep 23, 2025 to Jan 23, 2026factForm ADV

Dated events

Occurred
Jan 23, 2026
Advisor departed, no destination yet
Austin Gregory Root no longer registered at Re-Occur; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ca48edf-2f3e-3a26-6973-ab851245e73b
First observed: Sep 23, 2025
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AUSTIN GREGORY ROOT

Advisor at STANSBERRY ASSET MANAGEMENT, LLC

WESTLAKE, TX | Towson, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ca48edf-2f3e-3a26-6973-ab851245e73b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:11 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STANSBERRY ASSET MANAGEMENT, LLC

Independent wealth

Oct 19, 2022

n/a

yes

WESTLAKE, TX|Towson, MD

Current employment

RE-OCCUR

Former SEC adviser

Sep 23, 2025

Jan 23, 2026

Towson, MD|WESTLAKE, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

RE-OCCUR

n/a

Jan 23, 2026

n/a

Departure no registered destination

Departure