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CRD 282103
WESTLAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JEFFREY SPENCER SARGENT | n/a | Winter Garden, FL | WESTLAKE, TX | 4 | 28 | 5 | no |
| AUSTIN GREGORY ROOT | n/a | WESTLAKE, TX | Towson, MD | 3 | 13 | 1 | no |
| KENNETH LEE SITNICK | n/a | San Bruno, CA | WESTLAKE, TX | 3 | 31 | 3 | no |
| MICHAEL JAMES JOSEPH | Chartered Financial Analyst | Gilbert, AZ | WESTLAKE, TX | 3 | 15 | 3 | no |
| Jared Millard Joseph Skinner | n/a | San Francisco, CA | WESTLAKE, TX | 3 | 11 | 3 | no |
| Jeffrey D Starr | n/a | WESTLAKE, TX | Clifton Park, NY | 3 | 11 | 1 | no |
| MAURICE LEONARD WHITTAKER | n/a | San Francisco, CA | WESTLAKE, TX | 3 | 22 | 3 | no |
| Kimberley Carol Threadgill | Certified Financial Planner | WESTLAKE, TX | New York, NY | 3 | 10 | 2 | no |
| CHRISTOPHER CLARKE GILMOR | Certified Financial Planner | WESTLAKE, TX | Mill Valley, CA | 3 | 33 | 6 | no |
| RYAN MICHAEL WALKER | n/a | WESTLAKE, TX | Vancouver, WA | 3 | 18 | 2 | no |
| WILLIAM FREDERICK PEDERSEN | n/a | WESTLAKE, TX | Petaluma, CA | 3 | 23 | 3 | no |
| Bethany Ahlquist | n/a | Clifton Park, NY | WESTLAKE, TX | 2 | 10 | n/a | no |
| Corey Thomas Drejas | n/a | WESTLAKE, TX | Clifton Park, NY | 2 | 11 | n/a | no |
| George Matthew Stock | n/a | New York, NY | 2 | 13 | 1 | no |
| CHRISTOPHER JAMES DELAURA | Certified Financial Planner | WESTLAKE, TX | Colts Neck, NJ | 1 | 24 | 3 | no |
| MARIO VINCENT VALENTE | Chartered Financial Analyst | WESTLAKE, TX | Belvedere, CA | 1 | 21 | 1 | no |
| Claire Noelle Snider | n/a | WESTLAKE, TX | 1 | 11 | n/a | no |
| Zachary Laws | n/a | WESTLAKE, TX | 0 | 12 | 1 | no |
| Peter Mahony | n/a | WESTLAKE, TX | 0 | 12 | n/a | no |
| RICK KENNEDY | n/a | Naperville, IL | WESTLAKE, TX | 0 | 32 | 2 | no |
| Ty Trosky | n/a | WESTLAKE, TX | 0 | 12 | n/a | no |
| David Ortiz | n/a | WESTLAKE, TX | 0 | 14 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SAM ALTERNATIVE INVESTMENT OPPORTUNITIES FUND I | Other Private Fund | $38.0M | Sep 9, 2026 | 0 | Mar 31, 2024 | reported | n/a |
| SAM ALTERNATIVE INVESTMENT OPPORTUNITES FUND 2 | n/a | $27.9M | Sep 9, 2026 | 90 | Sep 9, 2026 | reported | n/a |
| SAM ALTERNATIVE INVESTMENT OPPORTUNITES FUND 3 | n/a | $0 | Sep 9, 2026 | 0 | Sep 9, 2026 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DELAURA, CHRISTOPHER, JAMES | CHIEF EXECUTIVE OFFICER | A | yes | 05/2022 | Sep 9, 2026 | Sep 9, 2026 |
| MERISTEAD WEALTH PARTNERS, LP | MANAGING MEMBER | E | yes | 11/2015 | Sep 9, 2026 | Sep 9, 2026 |
| OBRIEN, EAMONN, GRANT | CHIEF OPERATING OFFICER | A | yes | 03/2016 | Sep 9, 2026 | Sep 9, 2026 |
| ROOT, AUSTIN, GREGORY | CHIEF INVESTMENT OFFICER | A | yes | 07/2021 | Sep 9, 2026 | Sep 9, 2026 |
| SARGENT, JEFFREY, SPENCER | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2022 | Sep 9, 2026 | Sep 9, 2026 |
| OBRIEN, EAMONN, GRANT | CHIEF OPERATING OFFICER | F | yes | 12/2020 | Mar 31, 2017 | Jun 2, 2024 |
| STANSBERRY ASSET MANAGEMENT PARTNERS (GP), LLC | GENERAL PARTNER | F | yes | 11/2015 | Dec 10, 2015 | Jun 2, 2024 |
| STANSBERRY ASSET MANAGEMENT PARTNERS, LP | MANAGING MEMBER | E | yes | 11/2015 | Dec 10, 2015 | Jun 2, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| CLIFTON PARK | NY | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $1.3B | $1.3B | 34 | 13 | 3 | 2 | n/a |
| 2024 | Mar 28, 2025 | $1.0B | $1.0B | 38 | 13 | 3 | 1 | n/a |
| 2023 | Mar 31, 2024 | $876M | $876M | 36 | 6 | 3 | 1 | $0 |
| 2022 | Mar 29, 2023 | $678M | $678M | 35 | 6 | 2 | n/a | n/a |
| 2021 | Mar 31, 2022 | $671M | $671M | 22 | 4 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $530M | $530M | 15 | 4 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $422M | $422M | 16 | 2 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $384M | $384M | 16 | 2 | 0 | n/a | n/a |
| 2017 | Jan 30, 2018 | $294M | $294M | 13 | 2 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $217M | $217M | 12 | 2 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 2 | 0 | 9.1% | 0 | 0 | 0 | 4 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $1.0B | 23.1% | $678M | 24.0% | 34 | 38 | 4 | 3 |