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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

CHARLES N CUCURAS

Advisor at LPL FINANCIAL LLC

NAPERVILLE, IL

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Search this name across graphsid dfx:ria:1cc05381-8372-a666-0af6-e993e3378881

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 28, 2002
First registration: Jan 18, 2005
Dual registered: yes, broker-dealer
Other names: KYRIAKOS N CUCURAS
IAPD individual key: 4512298

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 1, 2018	n/a	yes	NAPERVILLE, IL	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 1, 2013	Oct 4, 2018	no	NAPERVILLE, IL\|CRYSTAL LAKE, IL\|NAPERVILLE, IL	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 25, 2007	Dec 11, 2012	no	WAUKESHA, WI\|NAPERVILLE, IL\|FRANKLIN, WI	Previous registration
WOLF FINANCIAL MANAGEMENT, LLC	Former SEC adviser	Jan 18, 2005	Sep 20, 2007	no	WOODRIDGE, IL\|WOODRIDGE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	LPL FINANCIAL LLC	Oct 4, 2018	Oct 1, 2018	-3	Bulk transfer	Ibd to RIA
VOYA FINANCIAL ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Dec 11, 2012	Apr 1, 2013	111	Firm change	Other
WOLF FINANCIAL MANAGEMENT, LLC	VOYA FINANCIAL ADVISORS, INC.	Sep 20, 2007	Sep 25, 2007	5	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 1, 2018 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Apr 1, 2013 to Oct 4, 2018factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 25, 2007 to Dec 11, 2012factForm ADV
→ WOLF FINANCIAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 18, 2005 to Sep 20, 2007factForm ADV

Dated events

No dated event names this entity yet.