DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M••••••
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• | Bd affiliated wealth | Mar 15, 2011 | n/a | yes | OVERLAND PARK, KS | Current employment |
| F••••••••• F••••••••• L•• | Former SEC adviser | May 21, 2015 | Mar 22, 2017 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••••• F••••••••• L•• | n/a | Mar 22, 2017 | n/a | n/a | Departure no registered destination | Departure |
| F••••••••• F••••••••• L•• | F••••••••• F••••••••• L•• | Jan 21, 2016 | May 21, 2015 | -245 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 168793:175252:KS:2016-01-21 | Jan 21, 2016 | May 21, 2015 | LEAWOOD, KS | Firm change after gap |
| F••••••••• F••••••••• L•• | Former SEC adviser | Jan 7, 2014 | Jan 21, 2016 | no | LEAWOOD, KS | Previous registration |
| Channel change |
| Other |