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RIA / WealthAdvisor19 years in industry

JOSHUA MICHAEL PISA

Advisor at BASE WEALTH MANAGEMENT

LAKEWOOD RANCH, FL

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Search this name across graphsid dfx:ria:1cccb1d9-496e-81d2-4cba-2b42a5dc7a25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BASE WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 23, 2007
First registration: Oct 28, 2011
Dual registered: no
Other names: JOSH PISA
IAPD individual key: 5373052

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BASE WEALTH MANAGEMENT	Independent wealth	Jan 11, 2024	n/a	yes	LAKEWOOD RANCH, FL	Current employment
WALTERS STRATEGIC ADVISORS, LLC	State registered	Oct 9, 2020	Jan 5, 2024	no	BRADENTON, FL\|SARASOTA, FL\|SARASOTA, FL\|ST PETERSBURG, FL	Previous registration
CI DOYLE PRIVATE WEALTH, LLC	Former SEC adviser	May 1, 2018	Jul 22, 2020	no	ST. PETERSBURG, FL	Previous registration
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Oct 28, 2011	Apr 24, 2018	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WALTERS STRATEGIC ADVISORS, LLC	BASE WEALTH MANAGEMENT	Jan 5, 2024	Jan 11, 2024	6	Firm change	Other
CI DOYLE PRIVATE WEALTH, LLC	WALTERS STRATEGIC ADVISORS, LLC	Jul 22, 2020	Oct 9, 2020	79	Firm change	RIA to state RIA
ERNST & YOUNG INVESTMENT ADVISERS LLP	CI DOYLE PRIVATE WEALTH, LLC	Apr 24, 2018	May 1, 2018	7	Firm change	Other

Relationships

Registered with (4)

→ BASE WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 11, 2024 to presentfactForm ADV
→ WALTERS STRATEGIC ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 9, 2020 to Jan 5, 2024factForm ADV
→ CI DOYLE PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
May 1, 2018 to Jul 22, 2020factForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Oct 28, 2011 to Apr 24, 2018factForm ADV

Dated events

Occurred
Jan 5, 2024
Advisor changed firm
Joshua Michael Pisa left Walters Strategic Advisors, Llc for Base Wealth Management (registered 2024-01-11)
Form ADVobserved 6 days ago