DFX Intelligence

W•••••• S•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

W•••••• S•••••••• A•••••••• L••

CRD 310582

SARASOTA, FL

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Search this name across graphsid dfx:ria:89d55e2e-bfed-9ac0-f864-95acbedc4b43

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2026 to Jun 10, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $68.1M••• Locked
Discretionary RAUM: $68.1M
Private client RAUM: $60.0Mderived••• Locked
Private client share: 88%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••••• C••••••••• W••••••	n/a	BRADENTON, FL \| SARASOTA, FL \| ST PETERSBURG, FL	5	26	n/a	no
J••• M•••• B••••• C•••• J•••	n/a	SARASOTA, FL	3	15

Relationships

Registered with (3)

← J••• M•••• B••••• C•••• J•••Advisorregistration: current employment
Aug 28, 2023 to presentfactForm ADV
← D•••••• C••••••••• W••••••Advisorregistration: current employment
Sep 28, 2020 to presentfactForm ADV
← J••••• M•••••• P•••Advisorregistration: previous registration
Oct 9, 2020 to Jan 5, 2024factForm ADV

Dated events

Occurred
Jan 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89d55e2e-bfed-9ac0-f864-95acbedc4b43
First observed: Jun 10, 2026
Last observed: Jun 10, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.