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RIA / WealthAdvisor13 years in industry

Marc Alexander Guido

Advisor at RMR WEALTH BUILDERS, INC.

MONTCLAIR, NJ

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Search this name across graphsid dfx:ria:1ccef94e-086f-ee76-0946-441914ec4a46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RMR WEALTH BUILDERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 28, 2012
First registration: Oct 1, 2012
Dual registered: no
Other names: MARC GUIDO
IAPD individual key: 5674772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RMR WEALTH BUILDERS, INC.	Independent wealth	Feb 15, 2019	n/a	yes	MONTCLAIR, NJ	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	Feb 15, 2019	Jan 2, 2023	no	Montclair, NJ	Previous registration
HENNION & WALSH ASSET MANAGEMENT, INC.	Bd affiliated wealth	Jan 23, 2018	May 31, 2018	no	PARSIPPANY, NJ	Previous registration
SUMMIT FINANCIAL RESOURCES INC	Former SEC adviser	Oct 11, 2017	Nov 3, 2017	no	PARSIPPANY, NJ	Previous registration
SUMMIT EQUITIES INC	Former SEC adviser	Oct 10, 2017	Nov 3, 2017	no	PARSIPPANY, NJ	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 8, 2016	Jan 10, 2017	no	Rockaway, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 1, 2012	Dec 1, 2014	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALTON & ASSOCIATES, INC.	RMR WEALTH BUILDERS, INC.	Jan 2, 2023	Feb 15, 2019	-1,417	Firm change after gap	Other
HENNION & WALSH ASSET MANAGEMENT, INC.	CALTON & ASSOCIATES, INC.	May 31, 2018	Feb 15, 2019	260	Firm change	Ibd to RIA
SUMMIT FINANCIAL RESOURCES INC	HENNION & WALSH ASSET MANAGEMENT, INC.	Nov 3, 2017	Jan 23, 2018	81	Firm change	Other
SUMMIT EQUITIES INC	SUMMIT FINANCIAL RESOURCES INC	Nov 3, 2017	Oct 11, 2017	-23	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	SUMMIT EQUITIES INC	Jan 10, 2017	Oct 10, 2017	273	Firm change	Other
WELLS FARGO ADVISORS	COMMONWEALTH FINANCIAL NETWORK	Dec 1, 2014	Mar 8, 2016	463	Firm change after gap	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
20999:169005:NJ:2022-12-31	Jan 2, 2023	Feb 15, 2019	MONTCLAIR, NJ	Firm change after gap

Relationships

Registered with (7)

→ RMR WEALTH BUILDERS, INC.Registered adviserregistration: current employment
Feb 15, 2019 to presentfactForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 15, 2019 to Jan 2, 2023factForm ADV
→ HENNION & WALSH ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 23, 2018 to May 31, 2018factForm ADV
→ SUMMIT FINANCIAL RESOURCES INCRegistered adviserregistration: previous registration
Oct 11, 2017 to Nov 3, 2017factForm ADV
→ SUMMIT EQUITIES INCRegistered adviserregistration: previous registration
Oct 10, 2017 to Nov 3, 2017factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Mar 8, 2016 to Jan 10, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 1, 2012 to Dec 1, 2014factForm ADV

Dated events

Occurred
Jan 2, 2023
Advisor changed firm
Marc Alexander Guido left Calton & Associates, Inc. for Rmr Wealth Builders, Inc. (registered 2019-02-15)
Form ADVobserved 6 days ago