DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

RMR WEALTH BUILDERS, INC.

CRD 169005

MONTCLAIR, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:018f0efc-24ba-4af8-4cfb-cbf9a7721701

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 71
Dated events: 19
On other graphs: 0
Observed: Sep 23, 2014 to Apr 15, 2026
57 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.62 fund_share=0.02 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.9BItem 5.F on the latest filing (2026-04-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 62%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 54
RAUM per advisor: $53.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 64
Advisory employees: 49
Offices: 23Schedule D 1.F, beyond the principal office
Accounts: 5,069
Individual clients: 1,443
High net worth clients: 464
SEC number: 801-80404
CIK: 1803848
CRD: 169005
Filings on the tape: 57
First filed: Sep 23, 2014
Latest filed: Apr 15, 2026
Organised: Corporation, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 54

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RYAN PATRICK DEGRAU	Certified Financial Planner	MONTCLAIR, NJ	11	18	2	no
DOUGLAS RICHARD ROTH	n/a	MONTCLAIR, NJ	11	40	2	no
JOSEPH JAMES RUSSO	n/a	MONTCLAIR, NJ	11	28	2	no
JAMES PATRICK BARRETT	n/a	East Hanover, NJ \| MONTCLAIR, NJ	11	40	2	no
EDWARD ALBERT MAJTENYI	n/a	MONTCLAIR, NJ \| Scottsdale, AZ	11	40	2	no
PAUL MICHAEL PULEO	n/a	Boca Raton, FL \| MONTCLAIR, NJ	8	39	1	no
JARED WEBER	Chartered Financial Consultant	Westport, CT \| MONTCLAIR, NJ	8	19	5	no
James M Sosinski	n/a	CRANFORD, NJ \| MONTCLAIR, NJ \| Cranford, NJ	8	20	n/a	no
TYLER FIELDING WHITEHOUSE	Certified Financial Planner	MONTCLAIR, NJ	7	23	1	no
HERBERT LEE NEALY	n/a	MONTCLAIR, NJ \| Bakersfield, CA	7	38	5	no
CHRISTOPHER JOSEPH MCCOY	n/a	FAIRFIELD, CT \| MONTCLAIR, NJ	7	26	1	no
Marc Alexander Guido	n/a	MONTCLAIR, NJ	7	13	6	no
STEPHAN AARON COLLARO	Certified Financial Planner	MONTCLAIR, NJ \| Largo, FL \| Spring HIll, FL	7	15	1	no
JENNIFER ADELE AIMONE-SEILER	n/a	MONTCLAIR, NJ \| MILLTOWN, NJ	7	20	2	no
Alyssa T Cortelyou	Certified Financial Planner	MONTCLAIR, NJ	7	11	1	no
JOHN G EDWARDS	n/a	Tiverton, RI \| MONTCLAIR, NJ	7	17	4	no
STEVEN FELIX SERGIO	n/a	MONTCLAIR, NJ	7	12	1	no
MICHAEL LUIS	n/a	MONTCLAIR, NJ	7	15	1	no
STUART MICHAEL SIMCHOWITZ	n/a	MONTCLAIR, NJ \| MAMARONECK, NY	6	39	7	no
Dominic Aceto	Certified Financial Planner	MONTCLAIR, NJ	6	18	1	no
ASTER J GETAHUN	n/a	MONTCLAIR, NJ \| Edison, NJ	6	17	1	no
RYAN GOUDIE	Certified Financial Planner	MONTCLAIR, NJ	5	9	1	no
JOSHUA MONDSCHEIN	n/a	MONTCLAIR, NJ	5	37	1	no
ROBERT RUSSO	Certified Financial Planner\|Personal Financial Specialist	MONTCLAIR, NJ \| CRANFORD, NJ \| Cranford, NJ	5	27	2	no
JODI M EHRLICH	n/a	APACHE JUNCTION, AZ \| MONTCLAIR, NJ	5	24	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROTH, DOUGLAS, RICHARD	CO-CHAIRMAN	C	yes	08/1986	Apr 15, 2026	Apr 15, 2026
RUSSO, JOSEPH, JAMES	CO-CHAIRMAN	C	yes	01/2016	Apr 15, 2026	Apr 15, 2026
SERGIO, STEVEN, FELIX	CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Apr 15, 2026	Apr 15, 2026
DEGRAU, RYAN, PATRICK	CHIEF EXECUTIVE OFFICER	B	yes	01/2021	Sep 23, 2014	Nov 19, 2024
MAJTENYI, EDWARD, ALBERT	President	B	yes	08/1986	Sep 23, 2014	Nov 19, 2024
THE SIMMERS FAMILY TRUST, JOHN & MARGARET SIMMERS, TRUSTEE'S	Shareholder	Na	no	07/2016	Mar 17, 2020	Nov 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RMR WEALTH BUILDERS, INC.	n/a	Independent wealth	$2.9B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Clark	Nj	United States	3	yes
Scottsdale	Az	United States	2	no
APACHE JUNCTION	Az	United States	1	no
Westport	Ct	United States	1	no
SPRING HILL	FL	United States	1	no
Edison	Nj	United States	1	no
Holmdel	Nj	United States	1	yes
STATEN ISLAND	NY	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 15, 2026	$2.9B	$2.4B	64	49	23	n/a	n/a
2024	Apr 4, 2025	$2.2B	$2.1B	49	44	24	n/a	n/a
2023	Mar 29, 2024	$1.7B	$1.4B	47	43	24	n/a	n/a
2022	Mar 30, 2023	$1.1B	$930M	42	41	24	n/a	n/a
2021	Mar 28, 2022	$1.1B	$970M	47	34	14	n/a	n/a
2020	Mar 29, 2021	$385M	$373M	37	29	15	n/a	n/a
2019	Mar 17, 2020	$179M	$178M	22	19	3	n/a	n/a
2018	Mar 29, 2019	$150M	$150M	20	7	2	n/a	n/a
2017	Mar 28, 2018	$121M	$121M	20	10	0	n/a	n/a
2016	Mar 31, 2017	$104M	$104M	23	12	n/a	n/a	n/a
2015	Mar 29, 2016	$94.1M	$94.1M	17	5	n/a	n/a	n/a
2014	Mar 13, 2015	$105M	$105M	5	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	1.9%	0	1	0	11	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.9B	$2.2B	31.2%	$1.1B	37.5%	64	49	23	24

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CALTON & ASSOCIATES, INC.	2	Jan 2, 2023	Nov 24, 2020	SCOTTSDALE, AZ	Team lift out	Ibd to RIA	1.8%
CALTON & ASSOCIATES, INC.	12	Dec 31, 2022	Oct 1, 2020	MONTCLAIR, NJ	Team lift out	Ibd to RIA	10.5%

Relationships

Registered with (61)

← ALLEN V SISTAAdvisorregistration: current employment
Aug 20, 2026 to presentfactForm ADV
← NIRAV GANPAT THAKKERAdvisorregistration: current employment
Jul 18, 2026 to presentfactForm ADV
← NICHOLAS STEVEN CHOMANAdvisorregistration: current employment
Apr 22, 2026 to presentfactForm ADV
← Matthew McHaleAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← Finn CaseAdvisorregistration: current employment
Oct 11, 2025 to presentfactForm ADV
← Keith S SteckerAdvisorregistration: current employment
Oct 8, 2025 to presentfactForm ADV
← William Coleman AndrewsAdvisorregistration: current employment
Oct 8, 2025 to presentfactForm ADV
← Adam ScharfAdvisorregistration: current employment
Sep 2, 2025 to presentfactForm ADV
← Mason MurdockAdvisorregistration: current employment
Jul 22, 2025 to presentfactForm ADV
← JAMES STEPHEN BREMISAdvisorregistration: current employment
Jul 11, 2025 to presentfactForm ADV
← KATHLEEN MARIE OCONNORAdvisorregistration: current employment
Jun 11, 2025 to presentfactForm ADV
← PETER LEWIS CHANDLERAdvisorregistration: current employment
May 19, 2025 to presentfactForm ADV
← JOHN DAVID GENTRYAdvisorregistration: current employment
Nov 6, 2024 to presentfactForm ADV
← ANTHONY RICHARD GALLARDOAdvisorregistration: current employment
Oct 2, 2024 to presentfactForm ADV
← BROGAN PATRICK O'CONNORAdvisorregistration: current employment
Sep 13, 2024 to presentfactForm ADV
← MARSHALL STEPHEN BURROUGHSAdvisorregistration: current employment
Feb 27, 2024 to presentfactForm ADV
← SUN HYUNG KIMAdvisorregistration: current employment
Feb 6, 2024 to presentfactForm ADV
← ALEXANDER ROBERT SALTONAdvisorregistration: current employment
Nov 8, 2023 to presentfactForm ADV
← CHRISTOPHER SCOTT HACKERAdvisorregistration: current employment
Sep 25, 2023 to presentfactForm ADV
← JOHN WILLIAM SOKOLOWSKIAdvisorregistration: current employment
Jun 21, 2023 to presentfactForm ADV
← Dominick LombardiAdvisorregistration: current employment
Jun 20, 2023 to presentfactForm ADV
← Nicholas LaVerghettaAdvisorregistration: current employment
Nov 4, 2022 to presentfactForm ADV
← ALEC MARCUS MAJTENYIAdvisorregistration: current employment
Jul 21, 2022 to presentfactForm ADV
← GARY STEPHEN MANNUZZAAdvisorregistration: current employment
Feb 18, 2022 to presentfactForm ADV
← ADAM DAVID HUNTAdvisorregistration: current employment
Feb 15, 2022 to presentfactForm ADV
← Dennis Alexander KarpenkoAdvisorregistration: current employment
Nov 10, 2021 to presentfactForm ADV
← MATTHEW BRIAN LEVENSAdvisorregistration: current employment
Jun 7, 2021 to presentfactForm ADV
← CHARLES CATAPANOAdvisorregistration: current employment
Feb 16, 2021 to presentfactForm ADV
← TIM EVAN SCHAFFERAdvisorregistration: current employment
Nov 30, 2020 to presentfactForm ADV
← JODI M EHRLICHAdvisorregistration: current employment
Nov 24, 2020 to presentfactForm ADV
and 31 more

Affiliated with (1)

→ RMR WEALTH BUILDERS, INC.Registered adviserother investment adviser, control, common control
factForm ADV

Controls (5)

← ROTH, DOUGLAS, RICHARDOwnerCO-CHAIRMAN, ownership code B, individual
Sep 23, 2014 to Nov 19, 2024factForm ADV
← MAJTENYI, EDWARD, ALBERTOwnerPRESIDENT, ownership code B, individual
Sep 23, 2014 to Nov 19, 2024factForm ADV
← RUSSO, JOSEPH, JAMESOwnerCO-CHAIRMAN, ownership code B, individual
Sep 23, 2014 to Nov 19, 2024factForm ADV
← DEGRAU, RYAN, PATRICKOwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
Sep 23, 2014 to Nov 19, 2024factForm ADV
← SERGIO, STEVEN, FELIXOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 17, 2020 to Nov 19, 2024factForm ADV

Owns (1)

← THE SIMMERS FAMILY TRUST, JOHN & MARGARET SIMMERS, TRUSTEE'SOwnerSHAREHOLDER, ownership code NA, domestic entity
Mar 17, 2020 to Nov 19, 2024factForm ADV

Moved with (2)

← CORIENTRegistered adviser2 advisors, team lift out, same day
Jun 23, 2023 to Jun 21, 2023factForm ADV
← CALTON & ASSOCIATES, INC.Registered adviser2 advisors, team lift out, same day
Jan 2, 2023 to Nov 24, 2020factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 30, 2026
Advisor changed firm
Nicholas Edward Cooper left Rmr Wealth Builders, Inc. for Commonwealth Financial Network (registered 2026-07-07)
Form ADVobserved 4 days ago
Occurred
Feb 20, 2026
Regulatory AUM changed
Rmr Wealth Builders, Inc. reported RAUM $2.9B, up 31% from $2.2B (2025-09-25 to 2026-02-20)
Form ADVobserved 4 days ago
$686M
Occurred
Aug 13, 2025
Advisor changed firm
Sean M Czepiel left Rmr Wealth Builders, Inc. for Nationwide Investment Advisors, Llc (registered 2025-09-09)
Form ADVobserved 4 days ago
Occurred
Apr 4, 2025
Regulatory AUM changed
Rmr Wealth Builders, Inc. reported RAUM $2.2B, up 30% from $1.7B (2025-02-11 to 2025-04-04)
Form ADVobserved 4 days ago
$504M
Occurred
Mar 27, 2025
Advisor changed firm
Martin David Eisenstein left Rmr Wealth Builders, Inc. for Integrated Wealth Concepts Llc (registered 2025-03-19)
Form ADVobserved 4 days ago
Occurred
Apr 26, 2024
Advisor changed firm
Michael Richard Brennan left Rmr Wealth Builders, Inc. for Calton & Associates, Inc. (registered 2026-01-02)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2024
Regulatory AUM changed
Rmr Wealth Builders, Inc. reported RAUM $1.7B, up 53% from $1.1B (2023-06-29 to 2024-03-29)
Form ADVobserved 4 days ago
$586M
Occurred
Jan 2, 2023
Team lift-out
2 advisors left Calton & Associates, Inc. (Scottsdale, AZ) for Rmr Wealth Builders, Inc. on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 31, 2022
Team lift-out
12 advisors left Calton & Associates, Inc. (Montclair, NJ) for Rmr Wealth Builders, Inc. within 2 days
Form ADVobserved 3 days ago
12 advisors
Occurred
Jun 16, 2022
Advisor changed firm
Stephen A. Manzi left Rmr Wealth Builders, Inc. for Lpl Financial Llc (registered 2022-07-15)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2022
Regulatory AUM changed
Rmr Wealth Builders, Inc. reported RAUM $1.1B, up 173% from $385.2M (2021-06-09 to 2022-03-28)
Form ADVobserved 4 days ago
$666M
Occurred
Mar 29, 2021
Regulatory AUM changed
Rmr Wealth Builders, Inc. reported RAUM $385.2M, up 115% from $178.9M (2021-02-24 to 2021-03-29)
Form ADVobserved 4 days ago
$206M
Occurred
Mar 17, 2020
Control person left
Patrick James Barrett (Chief Compliance Officer) no longer on Schedule A of Rmr Wealth Builders, Inc. (listed 2019-03-29, absent 2020-03-17)
Form ADVobserved 4 days ago
Occurred
Mar 17, 2020
Control person joined
Felix Steven Sergio (Chief Compliance Officer) appeared on Schedule A of Rmr Wealth Builders, Inc.
Form ADVobserved 4 days ago
Occurred
Sep 23, 2014
First Form ADV filing
Rmr Wealth Builders, Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 4 bookkeeping events

Occurred
Mar 30, 2023
Rmr Wealth Builders, Inc. reported 24 offices beyond its principal office, up from 14 (2023-02-08 to 2023-03-30)
Occurred
Mar 29, 2021
Rmr Wealth Builders, Inc. reported 15 offices beyond its principal office, up from 8 (2021-02-24 to 2021-03-29)
Occurred
Mar 29, 2021
Rmr Wealth Builders, Inc. reported 31 state-registered advisory representatives, up from 18 (2021-02-24 to 2021-03-29)
Occurred
Sep 28, 2020
Rmr Wealth Builders, Inc. reported 8 offices beyond its principal office, up from 3 (2020-09-02 to 2020-09-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:018f0efc-24ba-4af8-4cfb-cbf9a7721701
First observed: Sep 23, 2014
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RMR WEALTH BUILDERS, INC.

CRD 169005

MONTCLAIR, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:018f0efc-24ba-4af8-4cfb-cbf9a7721701

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RYAN PATRICK DEGRAU

Certified Financial Planner

MONTCLAIR, NJ

DOUGLAS RICHARD ROTH

n/a

MONTCLAIR, NJ

JOSEPH JAMES RUSSO

n/a

MONTCLAIR, NJ

JAMES PATRICK BARRETT

n/a

East Hanover, NJ | MONTCLAIR, NJ

EDWARD ALBERT MAJTENYI

n/a

MONTCLAIR, NJ | Scottsdale, AZ

PAUL MICHAEL PULEO

n/a

Boca Raton, FL | MONTCLAIR, NJ

JARED WEBER

Chartered Financial Consultant

Westport, CT | MONTCLAIR, NJ

James M Sosinski

n/a

CRANFORD, NJ | MONTCLAIR, NJ | Cranford, NJ

n/a

TYLER FIELDING WHITEHOUSE

Certified Financial Planner

MONTCLAIR, NJ

HERBERT LEE NEALY

n/a

MONTCLAIR, NJ | Bakersfield, CA

CHRISTOPHER JOSEPH MCCOY

n/a

FAIRFIELD, CT | MONTCLAIR, NJ

Marc Alexander Guido

n/a

MONTCLAIR, NJ

STEPHAN AARON COLLARO

Certified Financial Planner

MONTCLAIR, NJ | Largo, FL | Spring HIll, FL

JENNIFER ADELE AIMONE-SEILER

n/a

MONTCLAIR, NJ | MILLTOWN, NJ

Alyssa T Cortelyou

Certified Financial Planner

MONTCLAIR, NJ

JOHN G EDWARDS

n/a

Tiverton, RI | MONTCLAIR, NJ

STEVEN FELIX SERGIO

n/a

MONTCLAIR, NJ

MICHAEL LUIS

n/a

MONTCLAIR, NJ

STUART MICHAEL SIMCHOWITZ

n/a

MONTCLAIR, NJ | MAMARONECK, NY

Dominic Aceto

Certified Financial Planner

MONTCLAIR, NJ

ASTER J GETAHUN

n/a

MONTCLAIR, NJ | Edison, NJ

RYAN GOUDIE

Certified Financial Planner

MONTCLAIR, NJ

JOSHUA MONDSCHEIN

n/a

MONTCLAIR, NJ

ROBERT RUSSO

Certified Financial Planner|Personal Financial Specialist

MONTCLAIR, NJ | CRANFORD, NJ | Cranford, NJ

JODI M EHRLICH

n/a

APACHE JUNCTION, AZ | MONTCLAIR, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROTH, DOUGLAS, RICHARD

CO-CHAIRMAN

yes

08/1986

Apr 15, 2026

RUSSO, JOSEPH, JAMES

CO-CHAIRMAN

yes

01/2016

Apr 15, 2026

SERGIO, STEVEN, FELIX

CHIEF COMPLIANCE OFFICER

yes

01/2019

Apr 15, 2026

DEGRAU, RYAN, PATRICK

CHIEF EXECUTIVE OFFICER

yes

01/2021

Sep 23, 2014

Nov 19, 2024

MAJTENYI, EDWARD, ALBERT

President

yes

08/1986

Sep 23, 2014

Nov 19, 2024

THE SIMMERS FAMILY TRUST, JOHN & MARGARET SIMMERS, TRUSTEE'S

Shareholder

07/2016

Mar 17, 2020

Nov 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RMR WEALTH BUILDERS, INC.

n/a

Independent wealth

$2.9B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Clark

United States

yes

Scottsdale

United States

APACHE JUNCTION

United States

Westport

United States

SPRING HILL

United States

Edison

United States

Holmdel

United States

yes

STATEN ISLAND

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 15, 2026

$2.9B

$2.4B

n/a

2024

Apr 4, 2025

$2.2B

$2.1B

n/a

2023

Mar 29, 2024

$1.7B

$1.4B

n/a

2022

Mar 30, 2023

$1.1B

$930M

n/a

2021

Mar 28, 2022

$1.1B

$970M

n/a

2020

Mar 29, 2021

$385M

$373M

n/a

2019

Mar 17, 2020

$179M

$178M

n/a

2018

Mar 29, 2019

$150M

n/a

2017

Mar 28, 2018

$121M

n/a

2016

Mar 31, 2017

$104M

n/a

2015

Mar 29, 2016

$94.1M

n/a

2014

Mar 13, 2015

$105M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

1.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.9B

$2.2B

31.2%

$1.1B

37.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CALTON & ASSOCIATES, INC.

Jan 2, 2023

Nov 24, 2020

SCOTTSDALE, AZ

Team lift out

Ibd to RIA

1.8%

CALTON & ASSOCIATES, INC.

Dec 31, 2022

Oct 1, 2020

MONTCLAIR, NJ

Team lift out

Ibd to RIA

10.5%