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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Jessie Hsieh

Advisor at J.P. MORGAN SECURITIES LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:1cd8f226-921d-30fa-40a1-c2fb35ac88b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 15, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 15, 2018
First registration: Oct 15, 2018
Dual registered: yes, broker-dealer
Other names: Jessie Li Hsieh|Jessie Li Hsieh
IAPD individual key: 6913286

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 24, 2023	n/a	yes	CHICAGO, IL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 4, 2022	Nov 21, 2022	no	Mercer Island, WA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Nov 18, 2020	Feb 28, 2022	no	San Francisco, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 15, 2018	Nov 3, 2020	no	Indianapolis, IN\|Walnut Creek, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	J.P. MORGAN SECURITIES LLC	Nov 21, 2022	Jan 24, 2023	64	Firm change	Ibd to wirehouse
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 28, 2022	Mar 4, 2022	4	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Nov 3, 2020	Nov 18, 2020	15	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jan 24, 2023 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 4, 2022 to Nov 21, 2022factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Nov 18, 2020 to Feb 28, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 15, 2018 to Nov 3, 2020factForm ADV

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
Jessie Hsieh left Ameriprise Financial Services, Llc for J.P. Morgan Securities Llc (registered 2023-01-24)
Form ADVobserved 5 days ago
Occurred
Feb 28, 2022
Advisor changed firm
Jessie Hsieh left J.P. Morgan Private Wealth Advisors Llc for Ameriprise Financial Services, Llc (registered 2022-03-04)
Form ADVobserved 5 days ago