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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BLACKROCK KELSO CAPITAL CORPORATION

CRD 168631

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ce14a24-b807-2e45-14bf-2e89a7a65bfe

Data as of Aug 28, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2013 to Aug 28, 2013
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
SEC number: 801-78500
CRD: 168631
Filings on the tape: 2
First filed: Aug 22, 2013
Latest filed: Aug 28, 2013
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FITZGERALD, MATTHEW	CHIEF COMPLIANCE OFFICER	Na	yes	11/2010	Aug 22, 2013	Aug 28, 2013
LAZAR, MICHAEL, BARRY	CHIEF OPERATING OFFICER	Na	yes	04/2005	Aug 22, 2013	Aug 28, 2013
MAHER, JAMES, ROBERT	CHIEF EXECUTIVE OFFICER	Na	yes	04/2005	Aug 22, 2013	Aug 28, 2013
PANKOVCIN, CORINNE	CHIEF FINANCIAL OFFICER	Na	yes	08/2011	Aug 22, 2013	Aug 28, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BLACKROCK FINANCIAL MANAGEMENT, INC	n/a	Other adviser	$1595B	N	yes	n/a
BLACKROCK ADVISORS, LLC	n/a	Asset manager	$1096B	N	yes	n/a
BLACKROCK KELSO CAPITAL ADVISORS LLC	n/a	Former SEC adviser	$1.3B	N	no	n/a
BKCA MEZZANINE ADVISORS, LLC	n/a	Former SEC adviser	$11.3M	N	yes	n/a

Relationships

Affiliated with (4)

→ BLACKROCK ADVISORS, LLCRegistered adviserother investment adviser, bank, LP sponsor, common control
factForm ADV
→ BLACKROCK FINANCIAL MANAGEMENT, INCRegistered adviserother investment adviser, bank, LP sponsor, common control
factForm ADV
→ BLACKROCK KELSO CAPITAL ADVISORS LLCRegistered adviserother investment adviser
factForm ADV
→ BKCA MEZZANINE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← FITZGERALD, MATTHEWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 22, 2013 to presentfactForm ADV
← LAZAR, MICHAEL, BARRYOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 22, 2013 to presentfactForm ADV
← PANKOVCIN, CORINNEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 22, 2013 to presentfactForm ADV
← MAHER, JAMES, ROBERTOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Aug 22, 2013 to presentfactForm ADV

Dated events

Occurred
Aug 22, 2013
First Form ADV filing
Blackrock Kelso Capital Corporation filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ce14a24-b807-2e45-14bf-2e89a7a65bfe
First observed: Aug 22, 2013
Last observed: Aug 28, 2013 159 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BLACKROCK KELSO CAPITAL CORPORATION

CRD 168631

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ce14a24-b807-2e45-14bf-2e89a7a65bfe

Data as of Aug 28, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FITZGERALD, MATTHEW

CHIEF COMPLIANCE OFFICER

yes

11/2010

Aug 22, 2013

Aug 28, 2013

LAZAR, MICHAEL, BARRY

CHIEF OPERATING OFFICER

yes

04/2005

Aug 22, 2013

Aug 28, 2013

MAHER, JAMES, ROBERT

CHIEF EXECUTIVE OFFICER

yes

04/2005

Aug 22, 2013

Aug 28, 2013

PANKOVCIN, CORINNE

CHIEF FINANCIAL OFFICER

yes

08/2011

Aug 22, 2013

Aug 28, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BLACKROCK FINANCIAL MANAGEMENT, INC

n/a

Other adviser

$1595B

yes

n/a

BLACKROCK ADVISORS, LLC

n/a

Asset manager

$1096B

yes

n/a

BLACKROCK KELSO CAPITAL ADVISORS LLC

n/a

Former SEC adviser

$1.3B

n/a

BKCA MEZZANINE ADVISORS, LLC

n/a

Former SEC adviser

$11.3M

yes

n/a