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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BKCA MEZZANINE ADVISORS, LLC

JMML MEZZANINE ADVISORS, LLC, CRD 161755

NEW YORK, NY

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Search this name across graphsid dfx:ria:b333f0cf-382d-26bc-4e87-ddc95ed8f34f

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 2
Observed: Mar 9, 2012 to Mar 30, 2016
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Bkca Mezzanine Advisors, LLC

Private equity manager · shared crd

Private Creditidentity

Bkca Mezzanine Advisors, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $11.3MItem 5.F on the latest filing (2016-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $11.3Mgross asset value as reported per fund; never fund size
Custody, client assets: $11.3M
SEC number: 801-74569
CRD: 161755
Filings on the tape: 5
First filed: Mar 9, 2012
Latest filed: Mar 30, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
JMML MEZZANINE PARTNERS I, LLC	Private Equity Fund	$11.3M	Mar 30, 2016	2	Mar 9, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLACKROCK KELSO CAPITAL ADVISORS LLC	Member	E	yes	03/2015	Mar 31, 2015	Mar 30, 2016
LAZAR, MICHAEL, BARRY	Member	F	yes	03/2015	Mar 9, 2012	Mar 30, 2016
LAZAR, MICHAEL, BARRY	Officer	Na	yes	03/2015	Mar 9, 2012	Mar 30, 2016
MAHER, JAMES, ROBERT	Member	F	yes	03/2015	Mar 9, 2012	Mar 30, 2016
MAHER, JAMES, ROBERT	Officer	Na	yes	03/2015	Mar 9, 2012	Mar 30, 2016
PAREDES, LAURENCE, DENNIS	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	Na	yes	11/2009	Mar 9, 2012	Mar 30, 2016
BLACKROCK ADVISORS, LLC	MEMBER - CLASS B INTERESTS	C	no	03/2015	Mar 31, 2015	Mar 30, 2016
BLACKROCK CAPITAL HOLDINGS, INC.	SOLE SHAREHOLDER	E	no	09/2006	Mar 31, 2015	Mar 30, 2016
BLACKROCK FINANCIAL MANAGEMENT, INC	SOLE SHAREHOLDER	E	no	03/2015	Mar 31, 2015	Mar 30, 2016
BLACKROCK HOLDCO 2, INC.	SOLE SHAREHOLDER	E	no	09/2006	Mar 31, 2015	Mar 30, 2016
BLACKROCK, INC.	SOLE SHAREHOLDER	E	no	09/2006	Mar 31, 2015	Mar 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
52ND STREET ASSET MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$11.3M	$11.3M	0	0	n/a	1	$11.3M
2014	Mar 31, 2015	$65.8M	$65.8M	0	0	n/a	1	$65.8M
2013	Mar 26, 2014	$146M	$146M	23	16	n/a	1	$146M
2012	Mar 27, 2013	$224M	$224M	23	16	n/a	1	$224M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$11.3M	$65.8M	-82.8%	$224M	-63.0%	0	0	n/a	n/a

Relationships

Advises (1)

→ JMML MEZZANINE PARTNERS I, LLCPrivate fundPrivate Equity Fund, IA
Mar 9, 2012 to presentfactForm ADV

Owns (5)

← BLACKROCK ADVISORS, LLCOwnerMEMBER - CLASS B INTERESTS, ownership code C, domestic entity
Mar 31, 2015 to presentfactForm ADV
← BLACKROCK FINANCIAL MANAGEMENT, INCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV
← BLACKROCK CAPITAL HOLDINGS, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV
← BLACKROCK HOLDCO 2, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV
← BLACKROCK, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV

Controls (4)

← BLACKROCK KELSO CAPITAL ADVISORS LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV
← LAZAR, MICHAEL, BARRYOwnerMEMBER, ownership code F, individual
Mar 9, 2012 to presentfactForm ADV
← PAREDES, LAURENCE, DENNISOwnerCHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL, ownership code NA, individual
Mar 9, 2012 to presentfactForm ADV
← MAHER, JAMES, ROBERTOwnerMEMBER, ownership code F, individual
Mar 9, 2012 to presentfactForm ADV

Affiliated with (2)

← BLACKROCK KELSO CAPITAL ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← BLACKROCK KELSO CAPITAL CORPORATIONRegistered adviserother investment adviser, common control
factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b333f0cf-382d-26bc-4e87-ddc95ed8f34f
First observed: Mar 9, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BKCA MEZZANINE ADVISORS, LLC

JMML MEZZANINE ADVISORS, LLC, CRD 161755

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b333f0cf-382d-26bc-4e87-ddc95ed8f34f

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:38 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

JMML MEZZANINE PARTNERS I, LLC

Private Equity Fund

$11.3M

Mar 30, 2016

Mar 9, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLACKROCK KELSO CAPITAL ADVISORS LLC

Member

yes

03/2015

Mar 31, 2015

Mar 30, 2016

LAZAR, MICHAEL, BARRY

Member

yes

03/2015

Mar 9, 2012

Mar 30, 2016

LAZAR, MICHAEL, BARRY

Officer

yes

03/2015

Mar 9, 2012

Mar 30, 2016

MAHER, JAMES, ROBERT

Member

yes

03/2015

Mar 9, 2012

Mar 30, 2016

MAHER, JAMES, ROBERT

Officer

yes

03/2015

Mar 9, 2012

Mar 30, 2016

PAREDES, LAURENCE, DENNIS

CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL

yes

11/2009

Mar 9, 2012

Mar 30, 2016

BLACKROCK ADVISORS, LLC

MEMBER - CLASS B INTERESTS

03/2015

Mar 31, 2015

Mar 30, 2016

BLACKROCK CAPITAL HOLDINGS, INC.

SOLE SHAREHOLDER

09/2006

Mar 31, 2015

Mar 30, 2016

BLACKROCK FINANCIAL MANAGEMENT, INC

SOLE SHAREHOLDER

03/2015

Mar 31, 2015

Mar 30, 2016

BLACKROCK HOLDCO 2, INC.

SOLE SHAREHOLDER

09/2006

Mar 31, 2015

Mar 30, 2016

BLACKROCK, INC.

SOLE SHAREHOLDER

09/2006

Mar 31, 2015

Mar 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

52ND STREET ASSET MANAGEMENT LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$11.3M

n/a

$11.3M

2014

Mar 31, 2015

$65.8M

n/a

$65.8M

2013

Mar 26, 2014

$146M

n/a

$146M

2012

Mar 27, 2013

$224M

n/a

$224M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$11.3M

$65.8M

-82.8%

$224M

-63.0%

n/a