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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

EICHNER INVESTMENT PLANNING, LLC

CRD 128215

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cef59d7-8c89-e04c-c4fe-4bf32a1ef67d

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 28, 2018 to Mar 12, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $692MItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $565MderivedItem 5.D individuals plus high net worth individuals
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $692Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 330
High net worth clients: 25
Custody, client assets: $293M
SEC number: 801-113004
CRD: 128215
Filings on the tape: 15
First filed: Mar 28, 2018
Latest filed: Mar 12, 2026
Organised: Limited Liability Company, OH
Website: eichplan.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ALAN MARSHALL EICHNER	n/a	CINCINNATI, OH	6	27	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EICHNER, ALAN, MARSHALL	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	08/2003	Mar 28, 2018	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$692M	$0	1	1	0	n/a	n/a
2024	Mar 11, 2025	$652M	$0	1	1	0	n/a	n/a
2023	Mar 21, 2024	$537M	$0	1	1	0	n/a	n/a
2022	May 2, 2023	$417M	$0	1	1	0	n/a	n/a
2021	Mar 11, 2022	$446M	$0	1	1	0	n/a	n/a
2020	Mar 10, 2021	$372M	$0	1	1	0	n/a	n/a
2019	Feb 26, 2020	$376M	$0	1	1	0	n/a	n/a
2018	Mar 25, 2019	$273M	$0	1	1	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$692M	$652M	6.2%	$417M	18.4%	1	1	0	0

Relationships

Registered with (1)

← ALAN MARSHALL EICHNERAdvisorregistration: previous registration
Jan 27, 2011 to Apr 11, 2018factForm ADV

Controls (1)

← EICHNER, ALAN, MARSHALLOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2018 to Mar 21, 2024factForm ADV

Dated events

Occurred
Mar 21, 2024
Regulatory AUM changed
Eichner Investment Planning, Llc reported RAUM $536.6M, up 29% from $417.3M (2023-05-02 to 2024-03-21)
Form ADVobserved 4 days ago
$119M
Occurred
Feb 26, 2020
Regulatory AUM changed
Eichner Investment Planning, Llc reported RAUM $375.7M, up 38% from $272.7M (2019-03-25 to 2020-02-26)
Form ADVobserved 4 days ago
$103M
Occurred
Mar 28, 2018
First Form ADV filing
Eichner Investment Planning, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cef59d7-8c89-e04c-c4fe-4bf32a1ef67d
First observed: Mar 28, 2018
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EICHNER INVESTMENT PLANNING, LLC

CRD 128215

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cef59d7-8c89-e04c-c4fe-4bf32a1ef67d

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ALAN MARSHALL EICHNER

n/a

CINCINNATI, OH

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EICHNER, ALAN, MARSHALL

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

08/2003

Mar 28, 2018

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$692M

n/a

2024

Mar 11, 2025

$652M

n/a

2023

Mar 21, 2024

$537M

n/a

2022

May 2, 2023

$417M

n/a

2021

Mar 11, 2022

$446M

n/a

2020

Mar 10, 2021

$372M

n/a

2019

Feb 26, 2020

$376M

n/a

2018

Mar 25, 2019

$273M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$692M

$652M

6.2%

$417M

18.4%