DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Eichner Investment Planning, LLC
Latest filing Mar 12, 2026
First filing on the tape Mar 28, 2018 · 15 filings
SEC status approved since Apr 27, 2018
RAUM
$692M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
82%
$565M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$692M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$692M as of Mar 12, 2026
Mar 25, 2019$273M then
HNW client RAUM$565M as of Mar 12, 2026
Mar 25, 2019$169M then
State-registered IARs (5.B.3)1 as of Mar 12, 2026
Mar 25, 20191 then
Employees (5.A)1 as of Mar 12, 2026
Mar 25, 20191 then
Private funds: no history
RAUM +6.2% over the last fiscal year+18% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $692MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $22.6MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $293M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$565M82%
- Charitable organizations$127M18%
- Individual clients
- n/areported
- HNW clients
- 25reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 330reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $293M for 20 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alan Marshall Eichner | Cincinnati, Oh | Feb 20, 2020 | 27 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Alan Marshall Eichner to Gfp Private WealthDec 31, 2009 · Other
Joined, latest
- Alan Marshall Eichner from Gfp Private WealthJan 27, 2011 · Other
- Alan Marshall Eichner from Fort Washington Investment Advisors IncJun 9, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marshall Alan Eichner · Managing Member, Chief Compliance Officercontrolsince 08/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 12, 2026discretionary share of RAUM of 0% against a peer median of 99% (1483 comparable advisers, 0.0th percentile, 33.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,483) · 0.0% percentile
- unusually large average HNW clientStatic outlier · filing Mar 12, 2026HNW RAUM per HNW client of $22,601,100 against a peer median of $3,135,307 (1405 comparable advisers, 100.0th percentile, 12.8 robust deviations)peers: independent wealth managers, $500M to $1B (1,405) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 316 to 330Mar 11, 2025 to Mar 12, 2026
- HNW clients · 23 to 25Mar 11, 2025 to Mar 12, 2026
- Assets in custody · $240M to $293MMar 11, 2025 to Mar 12, 2026
- HNW RAUM · $525M to $565MMar 11, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $652M to $692MMar 11, 2025 to Mar 12, 2026
- RAUM · $652M to $692MMar 11, 2025 to Mar 12, 2026
- Accounts · 364 to 316Mar 21, 2024 to Mar 11, 2025
- HNW clients · 27 to 23Mar 21, 2024 to Mar 11, 2025
- Financial planning clients · 0 to 0Mar 21, 2024 to Mar 11, 2025
- HNW RAUM · $419M to $525MMar 21, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $537M to $652MMar 21, 2024 to Mar 11, 2025
- RAUM · $537M to $652MMar 21, 2024 to Mar 11, 2025
- Accounts · 273 to 364May 2, 2023 to Mar 21, 2024
- HNW clients · 24 to 27May 2, 2023 to Mar 21, 2024
- Assets in custody · unset to 240372697.0May 2, 2023 to Mar 21, 2024
- Custody of client assets · false to trueMay 2, 2023 to Mar 21, 2024
- HNW RAUM · $297M to $419MMay 2, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $417M to $537MMay 2, 2023 to Mar 21, 2024
- RAUM · $417M to $537MMay 2, 2023 to Mar 21, 2024
- Accounts · 249 to 273Mar 11, 2022 to May 2, 2023
- HNW RAUM · $314M to $297MMar 11, 2022 to May 2, 2023
- Non-discretionary RAUM · $446M to $417MMar 11, 2022 to May 2, 2023
- RAUM · $446M to $417MMar 11, 2022 to May 2, 2023
- Accounts · 251 to 249Oct 10, 2021 to Mar 11, 2022
- HNW clients · 250 to 24Oct 10, 2021 to Mar 11, 2022
- HNW RAUM · $249M to $314MOct 10, 2021 to Mar 11, 2022
- Non-discretionary RAUM · $372M to $446MOct 10, 2021 to Mar 11, 2022
- RAUM · $372M to $446MOct 10, 2021 to Mar 11, 2022
- Accounts · 246 to 251Jun 26, 2020 to Mar 10, 2021
- HNW clients · 245 to 250Jun 26, 2020 to Mar 10, 2021
- HNW RAUM · $243M to $249MJun 26, 2020 to Mar 10, 2021
- Non-discretionary RAUM · $376M to $372MJun 26, 2020 to Mar 10, 2021
- RAUM · $376M to $372MJun 26, 2020 to Mar 10, 2021
- Accounts · 235 to 246Mar 25, 2019 to Feb 26, 2020
- Charity clients · unset to 1.0Mar 25, 2019 to Feb 26, 2020
- HNW clients · 25 to 245Mar 25, 2019 to Feb 26, 2020
- Other offices · 1 to 0Mar 25, 2019 to Feb 26, 2020
- HNW RAUM · $169M to $243MMar 25, 2019 to Feb 26, 2020
- Non-discretionary RAUM · $273M to $376MMar 25, 2019 to Feb 26, 2020
- RAUM · $273M to $376MMar 25, 2019 to Feb 26, 2020
Signals
3 dated events
- Eichner Investment Planning, Llc reported RAUM $536.6M, up 29% from $417.3M (2023-05-02 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- Eichner Investment Planning, Llc reported RAUM $375.7M, up 38% from $272.7M (2019-03-25 to 2020-02-26)Feb 26, 2020 · RAUM change · derived
- Eichner Investment Planning, Llc filed its initial SEC registration (Form ADV)Mar 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 513-448-4024reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- EICHPLAN.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 513-290-9170reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $692Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026