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Advisor at SIGNIFICANT WEALTH PARTNERS LLC
CARY, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIGNIFICANT WEALTH PARTNERS LLC | Independent wealth | Feb 7, 2019 | n/a | yes | CARY, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 10, 2018 | Feb 6, 2019 | no | DEER PARK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SIGNIFICANT WEALTH PARTNERS LLC | Feb 6, 2019 | Feb 7, 2019 | 1 | Firm change | Wirehouse to RIA |