This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J. W. COLE ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2007earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Oct 17, 2012

First registration

Mar 20, 2018

Dual registered

yes, broker-dealer

IAPD individual key

2368430

• Occurred

  Jun 17, 2025
  Advisor changed firm

  David Andrew Maus left Raymond James & Associates, Inc. for J. W. Cole Advisors, Inc. (registered 2025-08-19)

  Form ADVobserved 5 days ago
• Occurred

  Jun 17, 2025
  Advisor changed firm

  David Andrew Maus left Raymond James Financial Services Advisors, Inc for Raymond James & Associates, Inc. (registered 2019-09-09)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1cf9e38d-c405-39f1-d013-61a7d1a397aa

First observed

Mar 20, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.