RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••• M•••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Aug 19, 2025 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 9, 2019 to Jun 17, 2025 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 15, 2018 to Jun 17, 2025 · Saint Petersburg, Fl
- I••••• F•••••••• C••••••••• formerMar 20, 2018 to Apr 24, 2018 · Appleton, Wi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Jun 17, 2025, registered Sep 9, 2019 (-2108 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• • A••••••••• I••• to J• W• C••• A•••••••• I•••left Jun 17, 2025, registered Aug 19, 2025 (63 days) · Affiliated broker-dealer or bank to another
- I••••• F•••••••• C••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 24, 2018, registered May 15, 2018 (21 days) · Other · moved with a team
- D•••• A••••• M••• left R•••••• J•••• • A••••••••• I••• for J• W• C••• A•••••••• I••• (registered 2025-08-19)Jun 17, 2025 · Advisor changed firm · fact
- D•••• A••••• M••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2019-09-09)Jun 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address