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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

UNIPLAN INSTITUTIONAL ADVISORS LLC

CRD 314367

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d020dee-9a24-7817-c9ae-facd0133d220

Data as of Mar 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: May 3, 2021 to Mar 28, 2025
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2025-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 12
Advisory employees: 11
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-121382
CRD: 314367
Filings on the tape: 11
First filed: May 3, 2021
Latest filed: Mar 28, 2025
Organised: Limited Liability Company, WI

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
IMPERIALE, RICHARD, PAUL	CHAIRMAN, TREASURER, CHIEF INVESTMENT OFFICER, DIRECTOR	Na	yes	03/2021	May 3, 2021	Feb 15, 2024
JACOBSON, MARY, BETH	VICE PRESIDENT, SECRETARY, DIRECTOR OF COMPLIANCE AND REPORTING, CHIEF COMPLIANCE OFFICER	Na	yes	03/2021	May 3, 2021	Feb 15, 2024
JAMISON, KRIS, HUNTER	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	03/2021	May 3, 2021	Feb 15, 2024
UNIPLAN INVESTMENT COUNSEL, INC.	OWNER OF 100% OF MEMBER INTERESTS	E	yes	07/2019	May 3, 2021	Feb 15, 2024
Werner, James, Thomas	CHIEF OPERATING OFFICER AND VICE PRESIDENT	Na	yes	06/2021	Mar 25, 2022	Feb 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UNIPLAN INVESTMENT COUNSEL, INC.	n/a	Independent wealth	$330M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 28, 2025	$0	$0	12	11	1	n/a	n/a
2023	Feb 15, 2024	$0	$0	12	10	1	n/a	n/a
2022	Mar 29, 2023	$0	$0	11	9	1	n/a	n/a
2021	Mar 25, 2022	$0	$0	13	10	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	$0	n/a	$0	n/a	12	12	1	1

Relationships

Affiliated with (2)

← UNIPLAN INVESTMENT COUNSEL, INC.Registered adviserother investment adviser, control, common control
factForm ADV
→ UNIPLAN INVESTMENT COUNSEL, INC.Registered adviserother investment adviser, control, common control
factForm ADV

Registered with (2)

← RICHARD PAUL IMPERIALEAdvisorregistration: previous registration
Jan 15, 2025 to Mar 3, 2026factForm ADV
← KRIS HUNTER JAMISONAdvisorregistration: previous registration
Jun 9, 2021 to Mar 3, 2026factForm ADV

Controls (5)

← IMPERIALE, RICHARD, PAULOwnerCHAIRMAN, TREASURER, CHIEF INVESTMENT OFFICER, DIRECTOR, ownership code NA, individual
May 3, 2021 to Feb 15, 2024factForm ADV
← UNIPLAN INVESTMENT COUNSEL, INC.OwnerOWNER OF 100% OF MEMBER INTERESTS, ownership code E, domestic entity
May 3, 2021 to Feb 15, 2024factForm ADV
← JAMISON, KRIS, HUNTEROwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
May 3, 2021 to Feb 15, 2024factForm ADV
← JACOBSON, MARY, BETHOwnerVICE PRESIDENT, SECRETARY, DIRECTOR OF COMPLIANCE AND REPORTING, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 3, 2021 to Feb 15, 2024factForm ADV
← Werner, James, ThomasOwnerCHIEF OPERATING OFFICER AND VICE PRESIDENT, ownership code NA, individual
Mar 25, 2022 to Feb 15, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 3, 2026
Advisor changed firm
Richard Paul Imperiale left Uniplan Institutional Advisors Llc for Uniplan Investment Counsel, Inc. (registered 2025-01-15)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2026
Advisor departed, no destination yet
Kris Hunter Jamison no longer registered at Uniplan Institutional Advisors Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Control person joined
Thomas James Werner (Chief Operating Officer) appeared on Schedule A of Uniplan Institutional Advisors Llc
Form ADVobserved 5 days ago
Occurred
May 3, 2021
First Form ADV filing
Uniplan Institutional Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Uniplan Institutional Advisors Llc no longer on the SEC adviser roster (last listed 2026-03-02)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d020dee-9a24-7817-c9ae-facd0133d220
First observed: May 3, 2021
Last observed: Mar 28, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNIPLAN INSTITUTIONAL ADVISORS LLC

CRD 314367

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d020dee-9a24-7817-c9ae-facd0133d220

Data as of Mar 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

IMPERIALE, RICHARD, PAUL

CHAIRMAN, TREASURER, CHIEF INVESTMENT OFFICER, DIRECTOR

yes

03/2021

May 3, 2021

Feb 15, 2024

JACOBSON, MARY, BETH

VICE PRESIDENT, SECRETARY, DIRECTOR OF COMPLIANCE AND REPORTING, CHIEF COMPLIANCE OFFICER

yes

03/2021

May 3, 2021

Feb 15, 2024

JAMISON, KRIS, HUNTER

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

03/2021

May 3, 2021

Feb 15, 2024

UNIPLAN INVESTMENT COUNSEL, INC.

OWNER OF 100% OF MEMBER INTERESTS

yes

07/2019

May 3, 2021

Feb 15, 2024

Werner, James, Thomas

CHIEF OPERATING OFFICER AND VICE PRESIDENT

yes

06/2021

Mar 25, 2022

Feb 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UNIPLAN INVESTMENT COUNSEL, INC.

n/a

Independent wealth

$330M

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 28, 2025

n/a

2023

Feb 15, 2024

n/a

2022

Mar 29, 2023

n/a

2021

Mar 25, 2022

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

n/a