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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

UNIPLAN INVESTMENT COUNSEL, INC.

CRD 154718

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35a8486e-96e6-6c05-2bec-319064a6cd5f

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Jan 26, 2012 to May 15, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.7 fund_share=0.0 institutional_share=0.24 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $330MItem 5.F on the latest filing (2026-05-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $330M
Private client RAUM: $231MderivedItem 5.D individuals plus high net worth individuals
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $110Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 10
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 437
Individual clients: 405
High net worth clients: 0
SEC number: 801-71802
CIK: 1520710
CRD: 154718
Filings on the tape: 33
First filed: Jan 26, 2012
Latest filed: May 15, 2026
Organised: Corporation, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KRIS HUNTER JAMISON	n/a	Camas, WA	16	31	3	no
RICHARD PAUL IMPERIALE	n/a	MILWAUKEE, WI	1	43	4	no
EMILY MARIE IMPERIALE	n/a	MILWAUKEE, WI \| WATERFORD, WI	0	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
IMPERIALE, RICHARD, PAUL	CHAIRMAN, SECRETARY-TREASURER, DIRECTOR, CHIEF INVESTMENT OFFICER	E	yes	02/2018	Jan 26, 2012	May 14, 2024
JACOBSON, MARY, BETH	VICE PRESIDENT AND DIRECTOR OF COMPLIANCE AND REPORTING, CHIEF COMPLIANCE OFFICER, SECRETARY	Na	yes	08/2014	Mar 26, 2015	May 14, 2024
JAMISON, KRIS, HUNTER	PRESIDENT AND CHIEF EXECUTIVE OFFICER	B	yes	02/2018	Mar 19, 2014	May 14, 2024
Werner, James, Thomas	CHIEF OPERATING OFFICER AND VICE PRESIDENT	Na	yes	06/2021	Mar 25, 2022	May 14, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UNIPLAN INSTITUTIONAL ADVISORS LLC	n/a	Former SEC adviser	$0	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$1.0B	$381M	11	10	5	n/a	n/a
2024	Mar 19, 2025	$1.1B	$443M	12	11	1	n/a	n/a
2023	Feb 15, 2024	$1.4B	$607M	12	10	1	n/a	n/a
2022	Mar 29, 2023	$1.5B	$629M	11	9	1	n/a	n/a
2021	Mar 25, 2022	$1.9B	$864M	13	10	2	n/a	n/a
2020	Mar 24, 2021	$1.6B	$666M	12	10	2	n/a	n/a
2019	Mar 20, 2020	$1.8B	$733M	11	10	3	n/a	n/a
2018	Mar 26, 2019	$1.6B	$949M	11	10	3	n/a	n/a
2017	Mar 23, 2018	$2.5B	$1.9B	11	10	3	n/a	n/a
2016	Feb 28, 2017	$999M	$806M	10	8	n/a	n/a	n/a
2015	Mar 22, 2016	$1.1B	$866M	10	8	n/a	n/a	n/a
2014	Mar 26, 2015	$1.3B	$1.0B	9	7	n/a	n/a	n/a
2013	Mar 19, 2014	$1.2B	$946M	15	12	n/a	n/a	n/a
2012	Mar 25, 2013	$1.4B	$1.4B	14	6	n/a	n/a	n/a
2011	Jan 26, 2012	$582M	$582M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$330M	$1.1B	-70.6%	$1.5B	-38.9%	11	12	5	1

Relationships

Affiliated with (3)

→ UNIPLAN INSTITUTIONAL ADVISORS LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← UNIPLAN INSTITUTIONAL ADVISORS LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← UNIPLAN REAL ESTATE ADVISORS, INC.Registered adviserother investment adviser, control
factForm ADV

Registered with (3)

← EMILY MARIE IMPERIALEAdvisorregistration: current employment
Mar 5, 2026 to presentfactForm ADV
← RICHARD PAUL IMPERIALEAdvisorregistration: previous registration
Sep 16, 2010 to Dec 31, 2024factForm ADV
← KRIS HUNTER JAMISONAdvisorregistration: current employment
Sep 16, 2010 to presentfactForm ADV

Controls (4)

← IMPERIALE, RICHARD, PAULOwnerCHAIRMAN, SECRETARY-TREASURER, DIRECTOR, CHIEF INVESTMENT OFFICER, ownership code E, individual
Jan 26, 2012 to May 14, 2024factForm ADV
← JAMISON, KRIS, HUNTEROwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code B, individual
Mar 19, 2014 to May 14, 2024factForm ADV
← JACOBSON, MARY, BETHOwnerVICE PRESIDENT AND DIRECTOR OF COMPLIANCE AND REPORTING, CHIEF COMPLIANCE OFFICER, SECRETARY, ownership code NA, individual
Mar 26, 2015 to May 14, 2024factForm ADV
← Werner, James, ThomasOwnerCHIEF OPERATING OFFICER AND VICE PRESIDENT, ownership code NA, individual
Mar 25, 2022 to May 14, 2024factForm ADV

Dated events

Occurred
May 15, 2026
Regulatory AUM changed
Uniplan Investment Counsel, Inc. reported RAUM $330.5M, down 68% from $1.0B (2026-03-25 to 2026-05-15)
Form ADVobserved 5 days ago
$-706M
Occurred
Dec 31, 2024
Advisor changed firm
Richard Paul Imperiale left Uniplan Investment Counsel, Inc. for Uniplan Institutional Advisors Llc (registered 2021-06-09)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Control person joined
Thomas James Werner (Chief Operating Officer) appeared on Schedule A of Uniplan Investment Counsel, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 26, 2019
Regulatory AUM changed
Uniplan Investment Counsel, Inc. reported RAUM $1.6B, down 35% from $2.5B (2018-03-23 to 2019-03-26)
Form ADVobserved 5 days ago
$-875M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35a8486e-96e6-6c05-2bec-319064a6cd5f
First observed: Jan 26, 2012
Last observed: May 15, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNIPLAN INVESTMENT COUNSEL, INC.

CRD 154718

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35a8486e-96e6-6c05-2bec-319064a6cd5f

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KRIS HUNTER JAMISON

n/a

Camas, WA

RICHARD PAUL IMPERIALE

n/a

MILWAUKEE, WI

EMILY MARIE IMPERIALE

n/a

MILWAUKEE, WI | WATERFORD, WI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

IMPERIALE, RICHARD, PAUL

CHAIRMAN, SECRETARY-TREASURER, DIRECTOR, CHIEF INVESTMENT OFFICER

yes

02/2018

Jan 26, 2012

May 14, 2024

JACOBSON, MARY, BETH

VICE PRESIDENT AND DIRECTOR OF COMPLIANCE AND REPORTING, CHIEF COMPLIANCE OFFICER, SECRETARY

yes

08/2014

Mar 26, 2015

May 14, 2024

JAMISON, KRIS, HUNTER

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

02/2018

Mar 19, 2014

May 14, 2024

Werner, James, Thomas

CHIEF OPERATING OFFICER AND VICE PRESIDENT

yes

06/2021

Mar 25, 2022

May 14, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UNIPLAN INSTITUTIONAL ADVISORS LLC

n/a

Former SEC adviser

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$1.0B

$381M

n/a

2024

Mar 19, 2025

$1.1B

$443M

n/a

2023

Feb 15, 2024

$1.4B

$607M

n/a

2022

Mar 29, 2023

$1.5B

$629M

n/a

2021

Mar 25, 2022

$1.9B

$864M

n/a

2020

Mar 24, 2021

$1.6B

$666M

n/a

2019

Mar 20, 2020

$1.8B

$733M

n/a

2018

Mar 26, 2019

$1.6B

$949M

n/a

2017

Mar 23, 2018

$2.5B

$1.9B

n/a

2016

Feb 28, 2017

$999M

$806M

n/a

2015

Mar 22, 2016

$1.1B

$866M

n/a

2014

Mar 26, 2015

$1.3B

$1.0B

n/a

2013

Mar 19, 2014

$1.2B

$946M

n/a

2012

Mar 25, 2013

$1.4B

n/a

2011

Jan 26, 2012

$582M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$330M

$1.1B

-70.6%

$1.5B

-38.9%