DFX Intelligence

A•• P••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A•• P••• C•••••• L••

CRD 175154

LONDON

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Search this name across graphsid dfx:ria:1d060824-a613-7c46-1eef-6807602241cf

Data as of Jun 13, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 1
Observed: Aug 30, 2018 to Jun 13, 2022
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•• P••• C•••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $174M••• Locked
Discretionary RAUM: $174M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• P••• C•••••• U• F••••• F••••• L•• • A•• P••• M••••••• O• T••••••• U• F••••• F•••	Other Private Fund	$8.4M	Jun 13, 2022	9	Jun 13, 2022	reported	021-286427

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• J•••••••• P•••	CHIEF EXECUTIVE OFFICER, PARTNER	C	yes	11/2015	Aug 30, 2018	Jun 13, 2022
I••••••••• J••••• M••••••	CHIEF COMPLIANCE OFFICER, PARTNER	C	yes	11/2015	Aug 30, 2018	Jun 13, 2022

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Jun 13, 2022	$174M	$174M	4	4	0	1	$8.4M
2021	May 17, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$174M	n/a	n/a	n/a	n/a	4	4	0	0

Relationships

Advises (1)

→ A•• P••• C•••••• U• F••••• F••••• L•• • A•• P••• M••••••• O• T••••••• U• F••••• F•••Private fundOther Private Fund, IA
Jun 13, 2022 to presentfactForm ADV

Controls (4)

← F•••• J•••••••• P•••OwnerCHIEF EXECUTIVE OFFICER, PARTNER, ownership code C, individual
Aug 30, 2018 to presentfactForm ADV
← I••••••••• J••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, PARTNER, ownership code C, individual
Aug 30, 2018 to presentfactForm ADV
← T•••••••• H•••••• P•••••• S••••

Dated events

Occurred
Nov 11, 2020
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 30, 2018
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d060824-a613-7c46-1eef-6807602241cf
First observed: Aug 30, 2018
Last observed: Jun 13, 2022 52 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.