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Former SEC-registered adviser

A•• P••• C•••••• L••

Former SEC-registered adviserLondon, CRD 175154SEC 801-114064IAPD
Latest filing Jun 13, 2022
First filing on the tape Aug 30, 2018 · 8 filings
RAUM
$174M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$8.4M gross assets
History
8 filings and snapshots on the tape
RAUM: $174M
HNW client RAUM$0 as of Jun 13, 2022
May 17, 2021$0 then
State-registered IARs (5.B.3)0 as of Jun 13, 2022
May 17, 20210 then
Employees (5.A)4 as of Jun 13, 2022
May 17, 20214 then
Private funds: 1
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 13, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$34.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
67%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$117M67%
  • Pooled investment vehicles$57.3M33%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•• P••• C•••••• U• F••••• F••••• L•• • A•• P••• M••••••• O• T••••••• U• F••••• F•••Other Private Fund$8.4M9Jun 13, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • F•••• J•••••••• P••• · Chief Executive Officer, Partnercontrol
        since 11/2015 · owns 25% to 50%
      • I••••••••• J••••• M•••••• · Chief Compliance Officer, Partnercontrol
        since 11/2015 · owns 25% to 50%
      • P••••• M•••• R•••••• · Partnercontrol
        since 07/2016 · owns 25% to 50%
      • T•••••••• H•••••• P•••••• S•••• · Partnercontrol
        since 07/2016 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 5
        Sep 24, 2021 to Jun 13, 2022
      • Pooled vehicle clients · 1 to 4
        Sep 24, 2021 to Jun 13, 2022
      • Private funds · unset to 1
        Sep 24, 2021 to Jun 13, 2022
      • Discretionary RAUM · $176M to $174M
        Sep 24, 2021 to Jun 13, 2022
      • Pension RAUM · $128M to $117M
        Sep 24, 2021 to Jun 13, 2022
      • Pooled vehicle RAUM · $47.9M to $57.3M
        Sep 24, 2021 to Jun 13, 2022
      • RAUM · $176M to $174M
        Sep 24, 2021 to Jun 13, 2022
      • Accounts · unset to 2.0
        May 17, 2021 to Aug 24, 2021
      • Pooled vehicle clients · 0 to 1
        May 17, 2021 to Aug 24, 2021
      • Discretionary RAUM · unset to 176235377.0
        May 17, 2021 to Aug 24, 2021
      • Non-discretionary RAUM · unset to 0.0
        May 17, 2021 to Aug 24, 2021
      • Pension RAUM · $0 to $128M
        May 17, 2021 to Aug 24, 2021
      • Pooled vehicle RAUM · $0 to $47.9M
        May 17, 2021 to Aug 24, 2021
      • RAUM · unset to 176235377.0
        May 17, 2021 to Aug 24, 2021
      • Accounts · 4.0 to unset
        Mar 18, 2021 to May 17, 2021
      • Business name · K••••••• C•••••• L•• to A•• P••• C•••••• L••
        Mar 18, 2021 to May 17, 2021
      • Pension plan clients · unset to 0.0
        Mar 18, 2021 to May 17, 2021
      • Pooled vehicle clients · 4 to 0
        Mar 18, 2021 to May 17, 2021
      • Private funds · 2 to unset
        Mar 18, 2021 to May 17, 2021
      • Discretionary RAUM · 239121263.0 to unset
        Mar 18, 2021 to May 17, 2021
      • Non-discretionary RAUM · 0.0 to unset
        Mar 18, 2021 to May 17, 2021
      • Pension RAUM · $109M to $0
        Mar 18, 2021 to May 17, 2021
      • Pooled vehicle RAUM · $130M to $0
        Mar 18, 2021 to May 17, 2021
      • RAUM · 239121263.0 to unset
        Mar 18, 2021 to May 17, 2021
      • Accounts · 5 to 4
        Oct 12, 2018 to Nov 11, 2020
      • Private funds · 3 to 2
        Oct 12, 2018 to Nov 11, 2020
      • Discretionary RAUM · $312M to $239M
        Oct 12, 2018 to Nov 11, 2020
      • Pension RAUM · $106M to $109M
        Oct 12, 2018 to Nov 11, 2020
      • Pooled vehicle RAUM · $206M to $130M
        Oct 12, 2018 to Nov 11, 2020
      • RAUM · $312M to $239M
        Oct 12, 2018 to Nov 11, 2020
      • Related adviser · true to false
        Oct 12, 2018 to Nov 11, 2020
      • Legal name · K••••••• C•••••• L•• to A•• P••• C•••••• L••
        Aug 30, 2018 to Oct 12, 2018
      Signals
      2 dated events
      • ••• Locked
        Nov 11, 2020 · Control person left · inference
      • ••• Locked
        Aug 30, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026