DFX Intelligence

R••••• A••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

R••••• A••• H••••••

Advisor at M•••••••• I••••••••• A•••••••• L••

Los Angeles, CA | NAPLES, FL

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Search this name across graphsid dfx:ria:1d0edde2-54f9-54f5-70a8-a2bb2581e05c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• I••••••••• A•••••••• L••	Independent wealth	Sep 20, 2017	n/a	yes	Los Angeles, CA\|NAPLES, FL	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Feb 28, 2011	Sep 18, 2017	no	LOS ANGELES, CA\|SANTA ANA, CA\|ANAHEIM, CA\|LOS ANGELES, CA\|ANAHEIM, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	M•••••••• I••••••••• A•••••••• L••	Sep 18, 2017	Sep 20, 2017	2	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
30833:132221:CA:2017-09-18	Sep 18, 2017	Sep 20, 2017	ANAHEIM, CA	Firm change

Relationships

Registered with (2)

→ M•••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 20, 2017 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Feb 28, 2011 to Sep 18, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d0edde2-54f9-54f5-70a8-a2bb2581e05c
First observed: Feb 28, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.