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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MCDERMOTT INVESTMENT ADVISORS, LLC

CRD 132221

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7df3011-9a89-7aea-d306-304c33b4a075

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 5
On other graphs: 0
Observed: Nov 22, 2011 to Mar 24, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $203MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $170M
Private client RAUM: $203MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $25.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 10
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 619
Individual clients: 138
High net worth clients: 480
SEC number: 801-79404
CRD: 132221
Filings on the tape: 46
First filed: Nov 22, 2011
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, FL
Website: mcdermottadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DEAN PATRICK MCDERMOTT	n/a	NAPLES, FL \| Bethlehem, PA	21	38	n/a	yes
JOHN PHILIP CITO	n/a	Bethlehem, PA \| HACKENSACK, NJ	20	28	1	yes
KATHLEEN KOVACS MCDERMOTT	n/a	Bethlehem, PA \| NAPLES, FL	16	21	n/a	no
ANDREW FRANCIS AIGNER	n/a	Bethlehem, PA	14	30	2	no
Robert Alan Horning	n/a	Los Angeles, CA \| NAPLES, FL	9	33	1	yes
MARK RICHARD BARAN	n/a	ERWINNA, PA \| NAPLES, FL	5	46	2	yes
David McDermott	n/a	NAPLES, FL	3	18	n/a	no
Anthony Robert Correnti	n/a	Playa Del Rey, CA	1	13	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCDERMOTT, DEAN, PATRICK	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	05/2004	Nov 22, 2011	Jul 25, 2024
MCDERMOTT, KATHLEEN, KOVACS	MANAGING DIRECTOR	Na	no	03/2005	Nov 22, 2011	Jul 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MCDERMOTT INVESTMENT SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bethlehem	Pa	United States	4	yes
n/a	n/a	n/a	2	yes
LOS ANGELES	CA	United States	1	yes
FORT MYERS	FL	United States	1	yes
Hackensack	Nj	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$203M	$170M	10	10	7	n/a	n/a
2024	Mar 28, 2025	$211M	$172M	10	10	4	n/a	n/a
2023	Feb 2, 2024	$228M	$188M	13	13	6	n/a	n/a
2022	Mar 22, 2023	$223M	$192M	16	16	6	n/a	n/a
2021	Feb 24, 2022	$230M	$206M	14	14	5	n/a	n/a
2020	Mar 2, 2021	$222M	$173M	11	11	3	n/a	n/a
2019	Feb 11, 2020	$214M	$167M	11	11	3	n/a	n/a
2018	Jan 28, 2019	$201M	$147M	11	11	3	n/a	n/a
2017	Feb 22, 2018	$210M	$142M	10	10	4	n/a	n/a
2016	Feb 3, 2017	$194M	$134M	13	13	n/a	n/a	n/a
2015	Feb 9, 2016	$167M	$122M	10	8	n/a	n/a	n/a
2014	Feb 10, 2015	$166M	$123M	11	9	n/a	n/a	n/a
2011	Feb 23, 2012	$50.8M	$48.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	25.0%	0	0	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$203M	$211M	-3.7%	$223M	-3.0%	10	10	7	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CENTAURUS FINANCIAL, INC.	2	Sep 18, 2017	Aug 14, 2019	ANAHEIM, CA	Team lift out	Other	0.7%

Relationships

Registered with (13)

← Anthony Robert CorrentiAdvisorregistration: previous registration
Aug 14, 2019 to Apr 14, 2021factForm ADV
← David McDermottAdvisorregistration: current employment
Jul 24, 2023 to presentfactForm ADV
← MARK RICHARD BARANAdvisorregistration: current employment
Sep 2, 2021 to presentfactForm ADV
← Robert Alan HorningAdvisorregistration: current employment
Sep 20, 2017 to presentfactForm ADV
← ANDREW FRANCIS AIGNERAdvisorregistration: current employment
Apr 30, 2012 to presentfactForm ADV
← KATHLEEN KOVACS MCDERMOTTAdvisorregistration: current employment
Apr 9, 2010 to presentfactForm ADV
← JOHN PHILIP CITOAdvisorregistration: previous registration
Aug 8, 2006 to Sep 15, 2006factForm ADV
← DEAN PATRICK MCDERMOTTAdvisorregistration: current employment
Sep 24, 2004 to presentfactForm ADV
← ROBERT BOSCHAdvisorregistration: previous registration
Oct 19, 2020 to Jun 15, 2026factForm ADV
← DANIEL EDWARD NEMETHAdvisorregistration: previous registration
Apr 10, 2013 to Dec 15, 2025factForm ADV
← GEORGE PAUL KURTZAdvisorregistration: previous registration
Oct 23, 2012 to Jul 1, 2024factForm ADV
← Donovan Louis StuardAdvisorregistration: previous registration
Jun 2, 2021 to Jun 9, 2022factForm ADV
← PHILIP JOHN FREDERICKSAdvisorregistration: previous registration
Mar 28, 2007 to Aug 24, 2007factForm ADV

Controls (1)

← MCDERMOTT, DEAN, PATRICKOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 22, 2011 to Jul 25, 2024factForm ADV

Owns (1)

← MCDERMOTT, KATHLEEN, KOVACSOwnerMANAGING DIRECTOR, ownership code NA, individual
Nov 22, 2011 to Jul 25, 2024factForm ADV

Moved with (1)

← CENTAURUS FINANCIAL, INC.Registered adviser2 advisors, team lift out, same day
Sep 18, 2017 to Aug 14, 2019factForm ADV

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
Robert Bosch left Mcdermott Investment Advisors, Llc for Wells Fargo Advisors (registered 2026-07-10)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Daniel Edward Nemeth left Mcdermott Investment Advisors, Llc for Oaktree Advisors Llc (registered 2025-12-19)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2024
Advisor changed firm
George Paul Kurtz left Mcdermott Investment Advisors, Llc for Oaktree Advisors Llc (registered 2024-07-01)
Form ADVobserved 5 days ago
Occurred
Jun 9, 2022
Advisor changed firm
Donovan Louis Stuard left Mcdermott Investment Advisors, Llc for Lpl Financial Llc (registered 2022-07-12)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2014
First Form ADV filing
Mcdermott Investment Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7df3011-9a89-7aea-d306-304c33b4a075
First observed: Nov 22, 2011
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCDERMOTT INVESTMENT ADVISORS, LLC

CRD 132221

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7df3011-9a89-7aea-d306-304c33b4a075

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DEAN PATRICK MCDERMOTT

n/a

NAPLES, FL | Bethlehem, PA

n/a

yes

JOHN PHILIP CITO

n/a

Bethlehem, PA | HACKENSACK, NJ

yes

KATHLEEN KOVACS MCDERMOTT

n/a

Bethlehem, PA | NAPLES, FL

n/a

ANDREW FRANCIS AIGNER

n/a

Bethlehem, PA

Robert Alan Horning

n/a

Los Angeles, CA | NAPLES, FL

yes

MARK RICHARD BARAN

n/a

ERWINNA, PA | NAPLES, FL

yes

David McDermott

n/a

NAPLES, FL

n/a

Anthony Robert Correnti

n/a

Playa Del Rey, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCDERMOTT, DEAN, PATRICK

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

05/2004

Nov 22, 2011

Jul 25, 2024

MCDERMOTT, KATHLEEN, KOVACS

MANAGING DIRECTOR

03/2005

Nov 22, 2011

Jul 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MCDERMOTT INVESTMENT SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Bethlehem

United States

yes

n/a

yes

LOS ANGELES

United States

yes

FORT MYERS

United States

yes

Hackensack

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$203M

$170M

n/a

2024

Mar 28, 2025

$211M

$172M

n/a

2023

Feb 2, 2024

$228M

$188M

n/a

2022

Mar 22, 2023

$223M

$192M

n/a

2021

Feb 24, 2022

$230M

$206M

n/a

2020

Mar 2, 2021

$222M

$173M

n/a

2019

Feb 11, 2020

$214M

$167M

n/a

2018

Jan 28, 2019

$201M

$147M

n/a

2017

Feb 22, 2018

$210M

$142M

n/a

2016

Feb 3, 2017

$194M

$134M

n/a

2015

Feb 9, 2016

$167M

$122M

n/a

2014

Feb 10, 2015

$166M

$123M

n/a

2011

Feb 23, 2012

$50.8M

$48.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$203M

$211M

-3.7%

$223M

-3.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CENTAURUS FINANCIAL, INC.

Sep 18, 2017

Aug 14, 2019

ANAHEIM, CA

Team lift out

Other

0.7%