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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MICHAEL PATRICK O'KEEFE

Advisor at TRUIST ADVISORY SERVICES, INC.

ROANOKE, VA

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Search this name across graphsid dfx:ria:1d10499d-8344-7426-b262-dbe72f94bea8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Dec 23, 2003
First registration: Jun 17, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4680781

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	n/a	yes	ROANOKE, VA	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Sep 25, 2018	Feb 17, 2021	no	ROANOKE, VA\|RICHMOND, VA	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 27, 2016	Sep 28, 2018	no	ROANOKE, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 6, 2011	Dec 31, 2016	no	ROANOKE, VA\|ROANOKE, VA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 12, 2011	no	Roanoke, VA\|ROANOKE, VA\|Roanoke, VA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 30, 2007	Jun 1, 2009	no	ROANOKE, VA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jun 17, 2004	Dec 4, 2007	no	ROANOKE, VA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
TRUIST ADVISORY SERVICES, INC.	BB&T SECURITIES, LLC	Sep 28, 2018	Sep 25, 2018	-3	Firm change	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 27, 2016	-95	Bulk transfer	Other
MORGAN STANLEY	SUNTRUST INVESTMENT SERVICES, INC.	Oct 12, 2011	Oct 6, 2011	-6	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
SIGNATOR INVESTORS, INC.	CITIGROUP GLOBAL MARKETS INC.	Dec 4, 2007	Nov 30, 2007	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:142785:VA:2018-09-28	Sep 28, 2018	Sep 25, 2018	ROANOKE, VA	Firm change

Relationships

Registered with (6)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 27, 2016 to Sep 28, 2018factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 25, 2018 to Feb 17, 2021factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 6, 2011 to Dec 31, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 12, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 30, 2007 to Jun 1, 2009factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jun 17, 2004 to Dec 4, 2007factForm ADV

Dated events

No dated event names this entity yet.