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Registered advisor
M•••••• P•••••• O••••••
Feed of 09/14/2026
At current firm
5 y
since Feb 17, 2021
In the industry
22 y
since Dec 23, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Roanoke, Va
- B••• S••••••••• L•• formerSep 25, 2018 to Feb 17, 2021 · Roanoke, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 27, 2016 to Sep 28, 2018 · Roanoke, Va
- S••••••• I••••••••• S•••••••• I••• formerOct 6, 2011 to Dec 31, 2016 · Roanoke, Va
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 12, 2011 · Roanoke, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 30, 2007 to Jun 1, 2009 · Roanoke, Va
- S••••••• I••••••••• I••• formerJun 17, 2004 to Dec 4, 2007 · Roanoke, Va
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• I••• to B••• S••••••••• L••left Sep 28, 2018, registered Sep 25, 2018 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 27, 2016 (-95 days) · corporate re-registration, not a move
- M••••• S•••••• to S••••••• I••••••••• S•••••••• I•••left Oct 12, 2011, registered Oct 6, 2011 (-6 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• I••• to C•••••••• G••••• M•••••• I•••left Dec 4, 2007, registered Nov 30, 2007 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address