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Advisor at SNOWDEN CAPITAL ADVISORS LLC
Charlevoix, MI | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SNOWDEN CAPITAL ADVISORS LLC | Bd affiliated wealth | Apr 20, 2022 | n/a | yes | NEW YORK, NY|Charlevoix, MI | Current employment |
| DOMINARI SECURITIES LLC | Independent wealth | Mar 24, 2014 | Apr 20, 2022 | no | New York, NY|NEW YORK, NY|Charlevoix, MI|New York, NY|Charlevoix, MI | Previous registration |
| NEUBERGER BERMAN BD LLC | No RAUM reported | Jun 15, 2004 | Dec 3, 2013 | no | NEW YORK, NY|CHICAGO, IL|CHICAGO, IL|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DOMINARI SECURITIES LLC | SNOWDEN CAPITAL ADVISORS LLC | Apr 20, 2022 | Apr 20, 2022 | 0 | Firm change | RIA to ibd |
| NEUBERGER BERMAN BD LLC | DOMINARI SECURITIES LLC | Dec 3, 2013 | Mar 24, 2014 | 111 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18975:157299:NY:2022-04-20 | Apr 20, 2022 | Apr 20, 2022 | NEW YORK, NY | Firm change |