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K•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

K•••• B••••

Advisor at L•• F•••••••• L••

BEAVERCREEK, OH

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Search this name across graphsid dfx:ria:1d209ac4-2c22-6273-1866-9ffd2541f63d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2025	n/a	yes	BEAVERCREEK, OH	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Jan 2, 2024	May 15, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
P•• W••••• M•••••••••	C••• F•••••••• S•••••••• L•••	Jan 3, 2024

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 18, 2016 to Oct 20, 2016factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jan 2, 2024 to May 15, 2025factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 20, 2017 to Jan 3, 2024factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Jan 3, 2024
Advisor changed firm
K•••• B•••• left P•• W••••• M••••••••• for C••• F•••••••• S•••••••• L••• (registered 2024-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d209ac4-2c22-6273-1866-9ffd2541f63d
First observed: Feb 18, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.