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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NATIONAL WEALTH MANAGEMENT GROUP, LLC

CRD 174883

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c8fbc6e-c4c3-cad6-d6d7-4c0186ea64a0

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 4
On other graphs: 0
Observed: Feb 10, 2015 to Sep 9, 2026
62 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=16.0
Regulatory AUM: $535MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $517M
Private client RAUM: $529MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $31.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 18
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 2,741
Individual clients: 1,174
High net worth clients: 134
Custody, client assets: $935,150
SEC number: 801-80983
CRD: 174883
Filings on the tape: 62
First filed: Feb 10, 2015
Latest filed: Sep 9, 2026
Organised: Limited Liability Company, OH
Website: jimlewiswm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
VIVIENNE KARIN SCHLEU	n/a	Coconut Creek, FL \| CINCINNATI, OH	11	30	2	yes
KATHERINE JO PETRELLI	n/a	Palm Coast, FL \| CINCINNATI, OH	10	25	2	yes
DONALD MICHAEL BATEMAN	n/a	CINCINNATI, OH	10	24	4	yes
BENJAMIN JAMES JONES	n/a	Coconut Creek, FL \| CINCINNATI, OH	10	20	7	no
GERALD MARTIN PEPPER	n/a	CINCINNATI, OH \| Coconut Creek, FL	8	40	1	yes
JAMES K LEWIS	n/a	CINCINNATI, OH \| Westfield, IN	4	31	7	no
ANGELA M. HOWARD	n/a	Centerburg, OH \| Gahanna, OH \| CINCINNATI, OH	4	18	1	yes
RICHARD L MOSS	n/a	Indianapolis, IN \| CINCINNATI, OH	4	25	3	yes
LISA J GERARDI	n/a	CINCINNATI, OH	4	33	4	yes
Noah Paul Henson	n/a	CINCINNATI, OH	4	13	2	yes
BRENT MICHAEL GARGANO	Certified Financial Planner	CINCINNATI, OH	4	13	3	no
JON PATRICK EWING	n/a	CINCINNATI, OH	3	27	2	yes
MARK ANTHONY GARGANO	n/a	Brentwood, TN \| CINCINNATI, OH	1	18	3	no
MATTHEW E HEITMAN	Certified Financial Planner\|Chartered Financial Consultant\|Chartered Financial Analyst	CIncinnati, OH \| CINCINNATI, OH	1	13	5	no
PHILIP MICHAEL VALERIANO	n/a	Las Vegas, NV \| Baldwinsville, NY	0	29	1	no
VINCENT VALERIANO	n/a	Las Vegas, NV	0	11	1	no
Ronna De La Cruz Lao	n/a	CINCINNATI, OH \| Coconut Creek, FL	0	24	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MATHEWS, GARY, EDWARD	MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER/ MEMBER	D	yes	02/2015	Feb 10, 2015	Mar 29, 2024
SCHLEU, VIVIENNE, KARIN	MANAGING DIRECTOR / CHIEF FINANCIAL OFFICER / MEMBER	C	yes	02/2015	Feb 10, 2015	Mar 29, 2024
JONES, BENJAMIN, JAMES	MANAGING DIRECTOR AND SENIOR COMPLIANCE OFFICER	A	no	01/2018	Mar 21, 2019	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALPINA TAX AND ACCOUNTING SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	6	yes
COCONUT CREEK	FL	United States	6	yes
PALM COAST	FL	United States	1	yes
Florence	Ky	United States	1	yes
Centerville	Oh	United States	1	yes
Gahanna	Oh	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 2, 2026	$535M	$517M	18	18	5	n/a	n/a
2023	Mar 29, 2024	$297M	$295M	19	17	7	n/a	n/a
2022	Mar 5, 2023	$234M	$234M	19	17	7	n/a	n/a
2021	Feb 16, 2022	$236M	$236M	20	13	7	n/a	n/a
2020	Mar 25, 2021	$228M	$228M	20	13	7	n/a	n/a
2019	Mar 22, 2020	$176M	$176M	20	13	7	n/a	n/a
2018	Mar 21, 2019	$145M	$145M	20	13	7	n/a	n/a
2017	Mar 30, 2018	$121M	$121M	20	13	7	n/a	n/a
2016	Mar 15, 2017	$103M	$103M	13	12	n/a	n/a	n/a
2015	Mar 29, 2016	$54.8M	$54.8M	13	10	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	5.9%	0	0	0	5	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$535M	n/a	n/a	$234M	31.7%	18	n/a	5	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	2	Sep 18, 2025	Sep 22, 2025	SYRACUSE, NY	Team lift out	Wirehouse to RIA	0.0%

Relationships

Registered with (21)

← Ronna De La Cruz LaoAdvisorregistration: current employment
May 28, 2026 to presentfactForm ADV
← PHILIP MICHAEL VALERIANOAdvisorregistration: current employment
Sep 22, 2025 to presentfactForm ADV
← VINCENT VALERIANOAdvisorregistration: current employment
Sep 22, 2025 to presentfactForm ADV
← MATTHEW E HEITMANAdvisorregistration: current employment
Jul 31, 2025 to presentfactForm ADV
← MARK ANTHONY GARGANOAdvisorregistration: current employment
May 22, 2025 to presentfactForm ADV
← JON PATRICK EWINGAdvisorregistration: current employment
Dec 8, 2022 to presentfactForm ADV
← BRENT MICHAEL GARGANOAdvisorregistration: current employment
Aug 5, 2022 to presentfactForm ADV
← LISA J GERARDIAdvisorregistration: previous registration
Mar 23, 2016 to Dec 31, 2021factForm ADV
← Noah Paul HensonAdvisorregistration: previous registration
Aug 12, 2021 to Dec 31, 2021factForm ADV
← RICHARD L MOSSAdvisorregistration: previous registration
Sep 3, 2020 to Dec 31, 2021factForm ADV
← JAMES K LEWISAdvisorregistration: previous registration
Mar 29, 2019 to Dec 31, 2021factForm ADV
← ANGELA M. HOWARDAdvisorregistration: previous registration
Dec 22, 2016 to Dec 31, 2021factForm ADV
← GERALD MARTIN PEPPERAdvisorregistration: previous registration
Nov 17, 2017 to Dec 31, 2021factForm ADV
← BENJAMIN JAMES JONESAdvisorregistration: previous registration
Jul 6, 2015 to Dec 31, 2021factForm ADV
← DONALD MICHAEL BATEMANAdvisorregistration: previous registration
Jan 5, 2016 to Dec 31, 2021factForm ADV
← KATHERINE JO PETRELLIAdvisorregistration: previous registration
Jan 13, 2016 to Dec 31, 2021factForm ADV
← VIVIENNE KARIN SCHLEUAdvisorregistration: previous registration
May 18, 2015 to Dec 31, 2021factForm ADV
← CLAIRE DELANEY HARTAdvisorregistration: previous registration
Aug 12, 2019 to Feb 9, 2026factForm ADV
← CHRISTOPHER A CARBONEAdvisorregistration: previous registration
Jan 5, 2016 to Sep 8, 2020factForm ADV
← Kaleb BakerAdvisorregistration: previous registration
Oct 20, 2016 to Mar 15, 2017factForm ADV
← JASON EDWARD MOOREAdvisorregistration: previous registration
Oct 23, 2015 to Oct 24, 2016factForm ADV

Moved with (1)

← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out
Sep 18, 2025 to Sep 22, 2025factForm ADV

Controls (2)

← MATHEWS, GARY, EDWARDOwnerMANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER/ MEMBER, ownership code D, individual
Feb 10, 2015 to Mar 29, 2024factForm ADV
← SCHLEU, VIVIENNE, KARINOwnerMANAGING DIRECTOR / CHIEF FINANCIAL OFFICER / MEMBER, ownership code C, individual
Feb 10, 2015 to Mar 29, 2024factForm ADV

Owns (1)

← JONES, BENJAMIN, JAMESOwnerMANAGING DIRECTOR AND SENIOR COMPLIANCE OFFICER, ownership code A, individual
Mar 21, 2019 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
National Wealth Management Group, Llc reported RAUM $534.9M, up 64% from $325.7M (2025-09-22 to 2026-03-30)
Form ADVobserved 5 days ago
$209M
Occurred
Feb 9, 2026
Advisor changed firm
Claire Delaney Hart left National Wealth Management Group, Llc for Great Valley Advisor Group, Llc (registered 2026-03-06)
Form ADVobserved 5 days ago
Occurred
Sep 18, 2025
Team lift-out
2 advisors left Wells Fargo Advisors (Syracuse, NY) for National Wealth Management Group, LLC within 8 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 10, 2015
First Form ADV filing
Alpina Financial Consultants filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c8fbc6e-c4c3-cad6-d6d7-4c0186ea64a0
First observed: Feb 10, 2015
Last observed: Sep 9, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NATIONAL WEALTH MANAGEMENT GROUP, LLC

CRD 174883

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c8fbc6e-c4c3-cad6-d6d7-4c0186ea64a0

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

VIVIENNE KARIN SCHLEU

n/a

Coconut Creek, FL | CINCINNATI, OH

yes

KATHERINE JO PETRELLI

n/a

Palm Coast, FL | CINCINNATI, OH

yes

DONALD MICHAEL BATEMAN

n/a

CINCINNATI, OH

yes

BENJAMIN JAMES JONES

n/a

Coconut Creek, FL | CINCINNATI, OH

GERALD MARTIN PEPPER

n/a

CINCINNATI, OH | Coconut Creek, FL

yes

JAMES K LEWIS

n/a

CINCINNATI, OH | Westfield, IN

ANGELA M. HOWARD

n/a

Centerburg, OH | Gahanna, OH | CINCINNATI, OH

yes

RICHARD L MOSS

n/a

Indianapolis, IN | CINCINNATI, OH

yes

LISA J GERARDI

n/a

CINCINNATI, OH

yes

Noah Paul Henson

n/a

CINCINNATI, OH

yes

BRENT MICHAEL GARGANO

Certified Financial Planner

CINCINNATI, OH

JON PATRICK EWING

n/a

CINCINNATI, OH

yes

MARK ANTHONY GARGANO

n/a

Brentwood, TN | CINCINNATI, OH

MATTHEW E HEITMAN

Certified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst

CIncinnati, OH | CINCINNATI, OH

PHILIP MICHAEL VALERIANO

n/a

Las Vegas, NV | Baldwinsville, NY

VINCENT VALERIANO

n/a

Las Vegas, NV

Ronna De La Cruz Lao

n/a

CINCINNATI, OH | Coconut Creek, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MATHEWS, GARY, EDWARD

MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER/ MEMBER

yes

02/2015

Feb 10, 2015

Mar 29, 2024

SCHLEU, VIVIENNE, KARIN

MANAGING DIRECTOR / CHIEF FINANCIAL OFFICER / MEMBER

yes

02/2015

Feb 10, 2015

Mar 29, 2024

JONES, BENJAMIN, JAMES

MANAGING DIRECTOR AND SENIOR COMPLIANCE OFFICER

01/2018

Mar 21, 2019

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALPINA TAX AND ACCOUNTING SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOCA RATON

United States

yes

COCONUT CREEK

United States

yes

PALM COAST

United States

yes

Florence

United States

yes

Centerville

United States

yes

Gahanna

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 2, 2026

$535M

$517M

n/a

2023

Mar 29, 2024

$297M

$295M

n/a

2022

Mar 5, 2023

$234M

n/a

2021

Feb 16, 2022

$236M

n/a

2020

Mar 25, 2021

$228M

n/a

2019

Mar 22, 2020

$176M

n/a

2018

Mar 21, 2019

$145M

n/a

2017

Mar 30, 2018

$121M

n/a

2016

Mar 15, 2017

$103M

n/a

2015

Mar 29, 2016

$54.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

5.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$535M

n/a

$234M

31.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Sep 18, 2025

Sep 22, 2025

SYRACUSE, NY

Team lift out

Wirehouse to RIA

0.0%