DFX Intelligence

N••••• M••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

N••••• M••••• S•••••

Advisor at C•••••• S••••• • C••• I•••

Omaha, NE | Chesterfield, MO

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Search this name across graphsid dfx:ria:1d2ca9f2-278a-dd25-6f53-c88e1cded440

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jan 11, 2021	n/a	yes	Omaha, NE\|Chesterfield, MO	Current employment
T• A••••••••• I•••	Former SEC adviser	Mar 8, 2022	Oct 14, 2022	no	CHICAGO, IL\|Southlake, TX\|ST. LOUIS, MO\|Chesterfield, MO\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	n/a	Oct 14, 2022	n/a	n/a	Departure no registered destination	Departure
T• A••••••••• I•••	C•••••• S••••• • C••• I•••	Jan 12, 2021	Jan 11, 2021	-1

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jan 11, 2021 to presentfactForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Mar 8, 2022 to Oct 14, 2022factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jun 9, 2017 to Apr 7, 2018factForm ADV

Dated events

Occurred
Oct 14, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d2ca9f2-278a-dd25-6f53-c88e1cded440
First observed: Jun 9, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.