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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

JOEL R. MOGY INVESTMENT COUNSEL INC.

CRD 111622

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d360d58-e083-325c-4d16-8285cf93b05d

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 29, 2012 to Mar 25, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $727Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 663
Individual clients: 52
High net worth clients: 208
Custody, client assets: $387M
SEC number: 801-15669
CRD: 111622
Filings on the tape: 25
First filed: Mar 29, 2012
Latest filed: Mar 25, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOEL RONALD MOGY	Chartered Financial Analyst	BEVERLY HILLS, CA	5	45	1	no
BRADFORD Allen STELZER	Chartered Financial Analyst	BEVERLY HILLS, CA	5	22	n/a	no
THOMAS WILLIAM CRECELIUS	n/a	BEVERLY HILLS, CA	4	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
INLENDER, DANIEL, ASHER	VICE PRESIDENT	Na	yes	04/2020	Apr 13, 2021	Apr 4, 2024
MOGY, JOEL, RONALD	PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER	E	yes	10/1980	Mar 29, 2012	Apr 4, 2024
STELZER, BRADFORD	VICE PRESIDENT	Na	yes	04/2020	Apr 13, 2021	Apr 4, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$2.2B	$2.2B	9	3	0	n/a	n/a
2024	Mar 24, 2025	$2.1B	$2.1B	9	3	0	n/a	n/a
2023	Apr 5, 2023	$1.4B	$1.4B	9	3	0	n/a	n/a
2022	Apr 11, 2022	$1.6B	$1.6B	9	3	0	n/a	n/a
2021	Apr 13, 2021	$1.3B	$1.3B	9	3	0	n/a	n/a
2020	Apr 13, 2020	$1.1B	$1.1B	9	3	0	n/a	n/a
2019	Apr 16, 2019	$1.0B	$999M	9	3	0	n/a	n/a
2018	Apr 18, 2018	$956M	$949M	9	3	0	n/a	n/a
2017	May 1, 2017	$845M	$838M	10	3	n/a	n/a	n/a
2016	Apr 14, 2016	$790M	$783M	10	3	n/a	n/a	n/a
2015	Apr 29, 2015	$798M	$791M	10	3	n/a	n/a	n/a
2014	Apr 24, 2014	$767M	$759M	9	3	n/a	n/a	n/a
2013	Apr 29, 2013	$709M	$701M	11	3	n/a	n/a	n/a
2012	Mar 29, 2012	$659M	$625M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$2.1B	5.9%	$1.6B	11.7%	9	9	0	0

Relationships

Registered with (3)

← THOMAS WILLIAM CRECELIUSAdvisorregistration: current employment
Nov 10, 2021 to presentfactForm ADV
← JOEL RONALD MOGYAdvisorregistration: previous registration
Nov 13, 2002 to Dec 31, 2006factForm ADV
← BRADFORD Allen STELZERAdvisorregistration: current employment
Aug 2, 2021 to presentfactForm ADV

Controls (3)

← MOGY, JOEL, RONALDOwnerPRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to Apr 4, 2024factForm ADV
← INLENDER, DANIEL, ASHEROwnerVICE PRESIDENT, ownership code NA, individual
Apr 13, 2021 to Apr 4, 2024factForm ADV
← STELZER, BRADFORDOwnerVICE PRESIDENT, ownership code NA, individual
Apr 13, 2021 to Apr 4, 2024factForm ADV

Dated events

Occurred
Apr 13, 2021
Control person joined
Asher Daniel Inlender (Vice President) appeared on Schedule A of Joel R. Mogy Investment Counsel Inc.
Form ADVobserved 6 days ago
Occurred
Apr 13, 2021
Control person joined
Bradford Stelzer (Vice President) appeared on Schedule A of Joel R. Mogy Investment Counsel Inc.
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d360d58-e083-325c-4d16-8285cf93b05d
First observed: Mar 29, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOEL R. MOGY INVESTMENT COUNSEL INC.

CRD 111622

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d360d58-e083-325c-4d16-8285cf93b05d

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOEL RONALD MOGY

Chartered Financial Analyst

BEVERLY HILLS, CA

BRADFORD Allen STELZER

Chartered Financial Analyst

BEVERLY HILLS, CA

n/a

THOMAS WILLIAM CRECELIUS

n/a

BEVERLY HILLS, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

INLENDER, DANIEL, ASHER

VICE PRESIDENT

yes

04/2020

Apr 13, 2021

Apr 4, 2024

MOGY, JOEL, RONALD

PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER

yes

10/1980

Mar 29, 2012

Apr 4, 2024

STELZER, BRADFORD

VICE PRESIDENT

yes

04/2020

Apr 13, 2021

Apr 4, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$2.2B

n/a

2024

Mar 24, 2025

$2.1B

n/a

2023

Apr 5, 2023

$1.4B

n/a

2022

Apr 11, 2022

$1.6B

n/a

2021

Apr 13, 2021

$1.3B

n/a

2020

Apr 13, 2020

$1.1B

n/a

2019

Apr 16, 2019

$1.0B

$999M

n/a

2018

Apr 18, 2018

$956M

$949M

n/a

2017

May 1, 2017

$845M

$838M

n/a

2016

Apr 14, 2016

$790M

$783M

n/a

2015

Apr 29, 2015

$798M

$791M

n/a

2014

Apr 24, 2014

$767M

$759M

n/a

2013

Apr 29, 2013

$709M

$701M

n/a

2012

Mar 29, 2012

$659M

$625M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.2B

$2.1B

5.9%

$1.6B

11.7%