DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••• R• M••• I••••••••• C•••••• I•••
Latest filing Mar 25, 2026
First filing on the tape Mar 29, 2012 · 25 filings
SEC status approved since Oct 1, 1980
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$2.1B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$727M
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.2B as of Mar 25, 2026
Mar 29, 2012$659M then
HNW client RAUM$2.1B as of Mar 25, 2026
Apr 18, 2018$855M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 29, 20120 then
Employees (5.A)9 as of Mar 25, 2026
Apr 29, 201311 then
Private funds: no history
RAUM +5.9% over the last fiscal year+12% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $727MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.1MderivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.7%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $387M, 32 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B96%
- Charitable organizations$56.7M2.6%
- Pension and profit-sharing plans$18.3M0.8%
- Individuals$12.7M0.6%
- Corporations and businesses$524,0400.0%
- Individual clients
- 52reported
- HNW clients
- 208reported
- Pension plan clients
- 1reported
- Charitable clients
- 16reported
- Accounts
- 663reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $387M for 32 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• R••••• M•••Chartered Financial Analyst | Beverly Hills, Ca | Aug 2, 2021 | 45 y | 1 |
| B••••••• A•••• S••••••Chartered Financial Analyst | Beverly Hills, Ca | Aug 2, 2021 | 22 y | 0 |
| T••••• W•••••• C•••••••• | Beverly Hills, Ca | Nov 10, 2021 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- I•••••••• D•••••• A•••• · Vice Presidentcontrolsince 04/2020 · owns less than 5%
- M•••• J•••• R••••• · President, Director & Chief Compliance Officercontrolsince 10/1980 · owns 75% or more
- S••••••• B••••••• · Vice Presidentcontrolsince 04/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beverly Hills, Ca · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 25, 2026RAUM per registered advisor of $726,778,152 against a peer median of $147,054,737 (1222 comparable advisers, 98.0th percentile, 5.9 robust deviations)peers: independent wealth managers, $1B to $5B (1,222) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 628 to 663Sep 29, 2025 to Mar 25, 2026
- Charity clients · 18 to 16Sep 29, 2025 to Mar 25, 2026
- HNW clients · 186 to 208Sep 29, 2025 to Mar 25, 2026
- Individual clients · 51 to 52Sep 29, 2025 to Mar 25, 2026
- Assets in custody · $374M to $387MSep 29, 2025 to Mar 25, 2026
- Discretionary RAUM · $2.1B to $2.2BSep 29, 2025 to Mar 25, 2026
- HNW RAUM · $1.9B to $2.1BSep 29, 2025 to Mar 25, 2026
- Individual RAUM · $22.0M to $12.7MSep 29, 2025 to Mar 25, 2026
- Pension RAUM · $30.4M to $18.3MSep 29, 2025 to Mar 25, 2026
- RAUM · $2.1B to $2.2BSep 29, 2025 to Mar 25, 2026
- Accounts · 592 to 628Apr 4, 2024 to Mar 24, 2025
- Corporate clients · 0 to 1Apr 4, 2024 to Mar 24, 2025
- Individual clients · 48 to 51Apr 4, 2024 to Mar 24, 2025
- Pension plan clients · 0 to 1Apr 4, 2024 to Mar 24, 2025
- Assets in custody · $333M to $374MApr 4, 2024 to Mar 24, 2025
- Financial planning clients · unset to Apr 4, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.7B to $2.1BApr 4, 2024 to Mar 24, 2025
- HNW RAUM · $1.6B to $1.9BApr 4, 2024 to Mar 24, 2025
- Individual RAUM · $15.9M to $22.0MApr 4, 2024 to Mar 24, 2025
- Pension RAUM · $27.0M to $30.4MApr 4, 2024 to Mar 24, 2025
- RAUM · $1.7B to $2.1BApr 4, 2024 to Mar 24, 2025
- Accounts · 587 to 592Jun 5, 2023 to Apr 4, 2024
- Charity clients · 17 to 18Jun 5, 2023 to Apr 4, 2024
- HNW clients · 175 to 186Jun 5, 2023 to Apr 4, 2024
- Individual clients · 43 to 48Jun 5, 2023 to Apr 4, 2024
- Assets in custody · $258M to $333MJun 5, 2023 to Apr 4, 2024
- Discretionary RAUM · $1.4B to $1.7BJun 5, 2023 to Apr 4, 2024
- HNW RAUM · $1.3B to $1.6BJun 5, 2023 to Apr 4, 2024
- Individual RAUM · $9.4M to $15.9MJun 5, 2023 to Apr 4, 2024
- Pension RAUM · $21.9M to $27.0MJun 5, 2023 to Apr 4, 2024
- RAUM · $1.4B to $1.7BJun 5, 2023 to Apr 4, 2024
- Accounts · 554 to 587Apr 11, 2022 to Apr 5, 2023
- HNW clients · 164 to 175Apr 11, 2022 to Apr 5, 2023
- Individual clients · 44 to 43Apr 11, 2022 to Apr 5, 2023
- Assets in custody · $288M to $258MApr 11, 2022 to Apr 5, 2023
- Discretionary RAUM · $1.6B to $1.4BApr 11, 2022 to Apr 5, 2023
- HNW RAUM · $1.5B to $1.3BApr 11, 2022 to Apr 5, 2023
- Individual RAUM · $11.5M to $9.4MApr 11, 2022 to Apr 5, 2023
- Pension RAUM · $24.2M to $21.9MApr 11, 2022 to Apr 5, 2023
- RAUM · $1.6B to $1.4BApr 11, 2022 to Apr 5, 2023
Signals
2 dated events
- Asher Daniel Inlender (Vice President) appeared on Schedule A of J••• R• M••• I••••••••• C•••••• I•••Apr 13, 2021 · Control person joined · fact
- Bradford Stelzer (Vice President) appeared on Schedule A of J••• R• M••• I••••••••• C•••••• I•••Apr 13, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mogy.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 310-552-0109reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 310-552-0529reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- M•••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (310) 552-0529reportedpublic record, Form ADV, Mar 25, 2026
- Team page
- mogy.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $727Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026