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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Lake Charles, LA | Iowa, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 9, 2022 | n/a | yes | Iowa, LA|Lake Charles, LA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 18, 2006 | May 4, 2022 | no | LAKE CHARLES, LA|HOUSTON, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jul 13, 2006 | Nov 20, 2006 | no | RENO, NV|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | May 4, 2022 | May 9, 2022 | 5 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 20, 2006 | Dec 18, 2006 | 28 | Firm change | Other |